I support these modifications. I believe that minimizing the reporting gap will limit some types of short selling abuse and market manipulation. Hourly synchronized aggregation and reporting of this data is possible with modern computing and would limit the gray zones in which HFT’s can exploit informational lag.
I object: Thumb on the scale regulations. This doesn't do small investors any favors. A reverse split is one thing. To remove the ability for opportunity as a threat becomes real--- it becomes a question of loyalty, but to what risk. It would reason out, that, all short option plays be included in this regulation proposal.
The market doesn't just go up. it exposes opportunity
FINRA Regulatory Notice 22-08 will infringe on my right to protect my investments against periods of recession in ways that only very wealthy investors and large institutions can by using their power to irresponsibility short sell the market. this is leaving average Americans to burden of others poor decisions. leveraged and invests ETFS when used correctly after a great protective strategy
Levered ETFs are a critical part of my investment methodology. They allow me to take advantage of short term trading opportunities, and do not represent core long-term investment holdings. Additionally they generate returns that are meaningful with limited capital, something I can't do without leverage. The current disclosures and warnings provided by brokerages when a trade for a
Investments such as TQQQ are especially usefull to average, non-professional investors such as me.
I have made good profits from this high quality ETF.
Instead of implementing restraining regulations to diminish trades in high quality ETFs, FINRA should help spread the word about these great funds and allow more people to use them.
Please don't use tunnel vision to be short sighted.
i've traded inverse and leveraged products for several years and will continue to use these for short and medium term trading. perhaps investing platforms could implement automated or assistive a. i . approach to apply stop loss exits based on volatility and guidelines for loss mitigation. thank you. ps the inverse products are especially useful in declining markets when volatility
Leveraged security and option instruments are important components of both my short and long term investment plans. Over-regulating these financial instruments could potentially cause great financial harm and substantially reduce future returns. Limiting investments to only individuals of high net worth seems to be against the Equal Protection Clause established by the 14th Amendment to the US
Having dark pools that trade off market it’s just for manipulation and having platforms like citidel connect that doesn’t even report to you is insane. Auditing these market makers to see how many naked shorts they hold should be a top priority.
Please leave it to individual investors to make investment decisions for themselves.
What I would suggest is the following: You may require that a prominent warning for LEVERAGED funds like SPXU, TMV, etc. be displayed that they their value decays with time and therefore they are suitable only for short term trades. The current common warning that they are suitable for EXPERIENCED day traders is
I am an investor in leveraged etf funds for the higher potential returns. I accept the risks and volatility associated with these funds. I make informed decisions and set limits on how much exposure I assume. The funds provide a vehicle for me to explore leverage investments that is managed by professionals. It is unlikely that I can do better on as a individual. I think that restricting or
