Hello, As a new investor, i had no idea that there was corruption in the stock markets at the level it currently is. The FTD's, the Darkpool, computer assistant trades that causes stocks to bar code and many more issues need to be address to make the market even for everyone. The MM, why are they needed, there is no need for a middle man imo, things need to change and some of the MM and
I'm with passing this rule to improve the transparency of the stock market.
Arbitration cases decided by award in the forum operated by FINRA represent a small subset of all cases closed involving customer disputes. The vast majority of customer cases close by settlement – not award.
I agree with the proposals as listed. I believe this would prevent or reduce the manipulation many believe the market is subject to at present. As such it would promote confidence within retail investors many of whom believe that institutional investors have made the market inherently unfair to them and as such retail may begin to disengage with investing. These proposals I believe would also
AMC has magically come off of the threshold list. A real time example of no transparency is the fact that there are many different speculations as to how that happens after being on it for 10 days with no price movement. (The bigger short laddering happened on Thursday and AMC was on the list on Friday still). It wasn't until late Friday it became apparent that it had been taken off. Is
I think fines should be raised. All short sales should be reported to you bu the end of each day and made public just like when you buy a share. Enforse FTD purchases upon noncompliance within 2 settlement days. I think it’s unfair that things are not more transparent. It’s our money our shares that are loaned out without permission. Please raise fines so they think twice before illegal things
I apologize for the undoubtedly large number of submissions you are likely receiving from those simply looking to vent rather than actually comment on the specific matters in this notice. The scope of volume seen in trading is absolutely daunting, and I think the first question that should be asked regarding any information being collected is whether it is purely self-reported, or if there is
IMPORTANT MAIL VOTE
OFFICERS, PARTNERS, PROPRIETORS
TO: All NASD Members
LAST VOTING DATE IS JULY 1, 1988.
EXECUTIVE SUMMARY
NASD members are invited to vote on a proposed amendment to Article III, Section 21 of the NASD Rules of Fair Practice. The amendment would require the marking of customer order tickets to reflect the dealers contacted by members and the quotations received to determine
If you limit access to leveraged and inverse securities you should do the same for ARK etfs. They are treacherous. Many common stocks represent more risk the the leveraged etfs. I realize that the etfs don't track exactly at 2X or 3X but they are close enough. Look at a long term chart of SSO or UPRO. They are far more predictable than most common stocks or ETFs. The "Big Boys"
I should have the same rights and privileges as any other company or individual with regards to ALL stock market investment choices, including leveraged and inverse funds. First and foremost, the stock market is there for the public good, not the privileged few. I am fully capable of understanding the risks of investing and it is my responsibility to bear those risks. It is FINRA's
