I would love to trade Proshare and this is should be a freedom for every stock traders
Everyone needs to have the right buy any stock they want to buy.
No more regulations! Let our already over-inflated stock market recover.
TO: All NASD Members and Other Interested Persons
FROM: Options Committee of the NASD Board of Governors
The June 19, 1987, expiration of index options and futures contracts, in addition to being a quarterly expiration, will be unique in that it will mark the first time that the settlement prices of the various stock indices will not be uniformly based on the closing price, of the
SummaryIn February 2012, pursuant to an SEC order, FINRA established an accounting support fee (GASB Accounting Support Fee) to adequately fund the annual budget of the Governmental Accounting Standards Board (GASB). The GASB Accounting Support Fee is collected on a quarterly basis from member firms that report trades to the Municipal Securities Rulemaking Board (MSRB). Each member firm’s
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD rules, including the rules governing the Alternative Display Facility ("ADF"), to align them with Regulation NMS. In addition, NASD is amending rules that govern quoting, trade reporting and clearing through the ADF to extend this functionality to
The FINRA Board of Governors will hold its first meeting of the year next week. As the capital markets landscape continues to evolve through new products, new technologies and new services being offered to investors, the Board will discuss how FINRA should evolve as well to support innovative and vibrant markets and capital formation while protecting investors and safeguarding market integrity.
Technology is at a point where reporting times such as the current T+2 settlement is unnecessary and is being unfairly used as a tool for hedge funds and other entities to have leverage over retail investors. This can and should be transitioned to a T+0 settlement period. This modern world can transmit and receive data almost instantaneously and we should use this to help give the average
Purposefully creating synthetic shares of a security for the purpose of naked short selling to manipulate the market price for the security should be a felony. Not a crime that gets a fine, but a send-you-to-prison FELONY! There is absolutely no reason why this should be allowed to continue. It never should have been allowed in the first place. How can a market be free and fair when large traders
Dear FINRA, As a 64 year old physician who has been investing in stocks since 1998, I feel that I am quite competent to assess the risks of my various investment choices. Aside from stocks, bonds, and similar 'paper' assets, I have investments in both real estate and collectables. As such, I feel very strongly that despite what undoubtedly are good intentions, FINRA should refrain from
