To whom it may concern, The know your customer rule, regulation BI and and the pending IRA rollover rules are sufficient to regulate investment options, advice and documentation regarding investment options, recommendations and relationships between advisors and clients. Putting further restrictions and limitations on clients access to investment products will disproportionately and negatively
I can go to Vegas and bet my mortgage but I can't buy crypto which has beat the stock market and real-estate market since its conception. I dont have to be an accredited investor to know crypto is better than stocks. Yes there are meme coins and [REDACTED] coins yet they still seem to do massive jumps which can help me against the ridiculous inflation of the US Dollar and housing market. My
The last time I checked, I was still living in the UNITED STATES of AMERICA ! I have the right to trade in investments of MY choice. I have studied extensively on many forms of investments, such as options, futures, stocks
and ETF's. I am fully aware of the risks that go with leveraged and inverse funds, options , stocks, and futures. I do not need a regulator telling me what I can and
I oppose the proposed restrictions on leveraged or inverse funds. To me, those funds are invaluable in allowing me sometimes invest in a diversified index simulating single stock performance but without single stock risk, especially during earnings season where price gap downs can occur. They also help me easily maintain my portfolio value in market downturns. Please allow me to continue trading
TO: All NASD Members
Effective November 13, 1984, all securities designated for inclusion in the NASDAQ National Market System will, as of the date of designation, become immediately marginable. This change is the result of recent amendments adopted by the Federal Reserve Board to its credit regulations governing the extension of credit by broker-dealers (Regulation T), banks (Regulation U), and
Anyone capable of understanding what a stock or bond is, is more than capable of understanding 3x daily leverage on a product.
Leveraged ETFs are a valuable tool for responsible investors and are integral to mine and many others' financial planning.
More importantly, the fund websites already have lengthy disclosures regarding the risks of levered instruments. If someone is going to
i love the use of leveraged etfs. i find them much safer than trading individual stocks that can implode and never recover
Amendments to Incorporated NYSE Rules to Reduce Regulatory Duplication; Effective Date: November 11, 2008
When you start regulating who can go into Casinos and Gamble then you can come after the stock market. Not Before!
As individuals and investors is a free market/country we should have the ability to invest in all security with in the stock market with out being restricted.
