It is absolutely unfair that you would limit the ability of people to invest in an inverse fund or any stocks in general. This country was built on freedom. Dont restrict the people!
SEC Approves Amendments to TRACE Reporting Requirements and Dissemination of Agency Pass-Through Mortgage-Backed Securities Traded To Be Announced and Related Fees
(a) Members are required to report transactions in NMS stocks, as defined in Rule 600(b) of SEC Regulation NMS, effected otherwise than on or through a national securities exchange to FINRA. For purposes of the Rule 6100 Series, "otherwise than on an exchange" means a trade effected by a FINRA member otherwise than on or through a national securities exchange. The determination of what
A list of frequently asked questions related to UPC.
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend NASD Rule 7001B (Securities Transaction Credit) to modify the percentage of New York Stock Exchange ("Tape A"),
How can selling more shares than exist of a stock and trading those shares in the dark market to manipulate share price be legal?
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NASD Regulation, Inc. (NASD RegulationSM) requests comment from National
There really needs to be individual markers or identifiers for each stock. This has been ridiculous to watch as there are "sythetic" shares that are causing an impact on the market as a whole.
Investing in leveraged ETFs should available to all investors and traders at all times. Leverage is not the enemy. If it were, very few of us would have mortgages. Right now, people of all levels of investment knowledge have access to trading stock and index options. Many of these people buy calls, most of which expire worthless. There is virtually no barrier to trading stock options that my
I am capable of choosing my own direction when buying any type of stock or funds I do not feel that it is right to limit anyone from their investment choices
