Please Do Not Pass this legislation restricting our ability to invest in these types of funds and other investments as most of us know what we want when investing in these stocks or funds.
As an American under a government that really doesn't care about their constituents (both Dems and Repubs) and a plummeting stock market, we should be able to protect whatever little we have.
(a) When and How Transactions are Reported(1) OTC Reporting Facility Participants shall, as soon as practicable but no later than 10 seconds after execution, transmit to the OTC Reporting Facility, or if the OTC Reporting Facility is unavailable due to system or transmission failure, by telephone to the Operations Department, last sale reports of transactions in OTC Equity Securities executed
Dear Regulator,
I first learned about leveraged ETFs in 2007, just before the great financial crisis and I have used them as part of my portfolio to achieve my investment goals ever since.
I had a position in them just before the great financial crisis, and remember well how quickly they lost value, but having grown up in a hyper-inflationary environment, I also had clear understanding of the
In regards to leveraged and inverse investments: Individuals, not regulators, should be able to choose the investments that are right for them and their family. Public investments should be available to all of the public, not just the wealthy. I and other investors shouldn't have to go through any special process like passing a test before we can invest in public securities, like leveraged
Many in the small firm community believe that it is not the rules that are the problem, but how they are enforced. FINRA seems to devote too much time and too many resources examining well-intentioned firms that are devoid of customer complaints, and whose behavior is unlikely to cause customer harm. FINRA struggles to apply metrics to firms in determining how to deploy regulatory efforts. Here
Why are companies still able to abuse dark pools? How can there be an overwhelming amount of purchases for a stock and yet the price is going down? The abuse is absolutely clear....
I've been trying to make some extra side money in the stock market for my family for the past year of so. I started out in Robinhood but eventually switched to Fidelity for obvious reasons. What i've learned tho is that my chance at succeeding in the stock market are minimal, regardless of the amount of research i've done, or amount of personal money i've invested. The odds
The Books and Records topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
Do you REALLY think the solution is to allow the members that have been engaged in blatant market manipulation against retail investors to make the judgement call on whether a retail investor is being taken advantage of and disable their ability to buy or sell a stock?!?!?!?!?!?!?!?!?!?!?!?!?!?! Do you even begin to understand how negatively this will impact retail investors when their positions
