Please dont limit the use of leveraged funds within retirement accounts. The ability to choose funds and stocks allowing for Financial freedom is a cornerstone to American principles. I ask that you allow people to choose their own level of acceptable risk.
I believe us as investors should have the freedom to choose the investments that fit our objectives and risk appetite. No special requirements should be implemented in order to do this. I see leveraged and inverse ETFs as an alternative to stock derivatives in my portfolio.
ABSOLUTELY PUT THE BRAKES ON INVESTORS! You NEEDED TO CONTROL COMPUTER TRADING, TOO! IN FACT, DO US ALL A FAVOR AND TAX EVERY STOCK TRANSACTION, NO MATTER WHAT KIND, AND ASSESS INCOME TAX WITHHOLDING AT THE TIME OF THE TRANSACTION!
Leveraged and inverse funds are important to my
investment strategies. Its hard to focus on one stock and its always better to buy leveraged ETF and minimize risk .Public investments should be available to all of the public, not just the privileged.
I believe that its a right to be able to trade whatever stock or etf I want. Regulating them so retail traders cant trade them and only the market makers can is not fair. Everyone should be able to trade what they want.
Is this for real? Why can't I invest my own money in stock I choose? I'm not a child. I research then if I'm comfortable with a company I invest. This is the dumbest invasive regulation! You cannot tell people what to do with their hard earned money
SummaryAn efficient capital raising process fosters business expansion, job creation and economic growth. FINRA members play an important role in facilitating capital formation for businesses of all sizes. FINRA promotes the capital raising process through appropriately tailored rules for its members that are designed to promote transparency and to establish important standards of conduct for the
Every member that is a party to a security-based swap with a customer, broker or dealer, or other Counterparty, or who has guaranteed or otherwise become responsible for any other person’s SBS obligations, shall comply with the following requirements, except that a member that is registered as a security-based swap dealer under Exchange Act section 15F shall instead comply with SEA Rule 18a-3.
FINRA has begun disseminating individual transactions in active U.S. Treasury securities at the end of the day, raising the level of transparency in the market for these benchmark securities.
Read CEO Robert Cook’s email to firms previewing topics the Board is scheduled to discuss at the September 2024 FINRA Board of Governors Meeting.
