I as a investor should be able to choose whichever stocks or funds I see fit. I research my investments and understand the risks. I do not believe passing a test before I invest is unfair and don not need anyone to hold my hand when coming to my portfolio.
(a) Dividends or Rights
A buyer of stock who has the certificate in its possession in time to enable it to effect transfer prior to the closing of the books or to the record date shall have no claim upon the seller (unless the seller is the registered holder) for the dividend or rights pertaining to such certificate, but the seller, upon request of the buyer, shall use its best efforts to
Retail investors deserve proper and timely disclosure of information, the amount of Information that is misreported is incredibly misleading. Please do something about this broken system, institute changes that bring positive outlook to the future of the stock market, for all participants.
Anyone that has a brokerage account should be able to buy and sell any public traded stock or etf. It is up to the investor to evaluate the risk not up to regulatory groups. Please continue to allow personal trading as a person sees fit to do for their own situations.
There is no need to regulate Aggregate Stocks. I use Spiders to avoid paying for Mutual Fund Service fees. I want my Investment funds simply to track Market Index.
Please keep it to the decision of each individual investor whether to have the risk or not.
There is no need to regulate
Leveraged ETFs allow me to take a little more risk being offered by market returns. This is an important tool to allow me to earn a slightly higher return in a low risk manner (because I am buying the market) vs buying individual stocks.
Leveraged and inverse ETF are a great tool to invest for me. The volatility presents an opportunity for many investors. In fact it is individual stocks that are much, much more risky. I find it appalling and an outreach that you seek to regulate leveraged ETFs, especially ones that track the market.
I believe that I should have the right to invest in leveraged and inverse funds. I am an educated investor who reads, studies, and backtests the stock market. Leveraged index funds are an appropriate investment for me and my risk tolerance and these funds should remain available to the public
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NASD Regulation, Inc. (NASD RegulationSM) requests comment from National
I as a Investor understand the risks involved in L&I funds before investing on them. So no need for restrictions on these funds. As 90% of stock market scrips are risky anyway, I do not see any problems with these direxion funds. Please do not make any limitation on these. Thanks.
