I am a personal investor with decades of saving, trading and investing and would like LESS government regulation or limitations. I do not want, or need FINRA or SEC or other agency to limit my access to investment vehicles such as leveraged exchange traded funds. My investments into ETFs, stocks, bonds, futures, real-estate and other asset classes are my personal choice and decision. I am against
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(a) Securities Called for Redemption
A certificate of stock or a bond shall cease to be a good delivery upon publication of notice of call for redemption, except when an entire issue is called for redemption and except against transactions in "called stock" or "called bonds" dealt in specifically as such.
(b) Securities Deemed Worthless
(1) In contracts for securities where
All transactions except "cash" transactions in stocks, bonds or similar evidences of indebtedness shall be "ex" liquidating payments or payments on account of principal in accordance with the formula set forth in Rules 11140 and 11150.
Amended by SR-FINRA-2010-030 eff. Dec. 15, 2010.
Amended by SR-NASD-91-13 eff. Nov. 1, 1991.Selected Notices: 91-63, 10-49.
Reduction of Reporting Times for Agency Pass-Through Mortgage-Backed Securities Traded TBA
I never realized that the "Stock Market" is controlled by the players themselves. Of course they will thwart and break the rules when the penalties and fines are SO miniscule contrasted with the profit they make by breaking 'the rules'. The Average Jane like me has no chance of advancing or even holding our ground against the machine that the US Gov't allows to run
The market should be fair for all. Not just the super rich. Since I started investing 2 years ago, I have lost all confidence in the American stock exchange and once the amc story plays out, I will likely not continue. All the data points to illegal activity, yet it continues and has done for years. I never realized of corrupt the American system is, until of late. Many people should be in jail
I have an investment/finance degree and have managed investments for numerous years including stocks, bonds, options, futures contracts, etfs, leveraged etfs and inverse leveraged etfs. I do understand risks involved with leveraged and inverse funds and accept those risks. By limiting investment transactions through this regulation WILL take away market efficiency. By taking away market
Being that corporate America has a grasp on the stock market and can manipulate it and you as a politician can get insiders information as to what laws are passing and what PACs entice you where to vote by way of tempting gifts. Crypto is the way I can increase my financial future. I serious hope you consider how you vote as this is what many individual investors who found the benefit of
