Nominees for Vacant FINRA Board of Governors Large Firm Seats
FINRA Announces Election Results for District Committees, District Nominating Committees and the National Adjudicatory Council
FINRA Provides Guidance on its Enforcement Process
New Rate for Fees Paid Under Section 31 of the Exchange Act
SEC Approves Amendments to Require Arbitrators to Provide an Explained Decision at Parties' Joint Request
FINRA Requests Comment on Proposed Consolidated FINRA Rules Governing Limit and Market Order Protection
SEC Approves Alternative Means for Calculating the Minimum Price-Improvement Obligations Under Certain Circumstances
Regulatory Element Continuing Education Fees to Increase
SEC Approves Changes to FINRA's BrokerCheck Disclosure Rule to Retain and Make Publicly Available Information About Final Regulatory Actions Against Former Brokers
FINRA Delays the Effective Date for Increased Margin Requirements for Options on Leveraged ETFs and Day-Trading Requirements for Leveraged ETFs
