In observance of Labor Day, FINRA’s Market Transparency Reporting Systems will be closed on Monday, September 7, 2020. Affected applications include:
Alternative Display Facility (ADF)
OTC Bulletin Board (OTCBB)
Over-the-Counter Reporting Facility (ORF)
Trade Reporting and Compliance Engine (TRACE)
FINRA/Exchange Trade Reporting Facilities (TRFs)
As stated in the data feed
Hello,
I am an individual investor that uses inverse and leveraged ETFs for a hedge. They work good for me especially in these volatile markets. I was required to read and understand the risks before I could trade them. I recently bought some WEAT and CORN commodity ETFs, they trade like stocks and am interested in learning about currency ETFs. In the past traded some crypto trust funds
ACTION REQUIRED
Electronic Communications Networks
Changes Effective: November 10, 2003
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KEY TOPICS
Executive Representative
Legal & Compliance
Operations
Senior Management
Transaction Reporting
Electronic Communication Networks
Executive Summary
NASD is issuing this Notice to replace and
See Nasdaq Head Trader Alert 2003-140 at: www.nasdaqtrader.com/dynamic/newsindex/headtraderalerts_2003.stm
ACTION REQUIRED
Electronic Communications Networks
Changes Effective: October 6, 2003
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Executive Representative
Legal & Compliance
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Senior Management
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Exemptive Letter to Michael R. Modeski, OTC Link LLC
The risks of trading leveraged and inverse ETFs are well known. Retail traders who can trade options or futures should be able to trade such ETFs without restriction. Its less expensive and easier to do than trading options and futures and dealing with margin etc.
FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the first quarter of 2022. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of July 1, 2022. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter June 30, 2022 as the “
I believe that everyone should have the option to trade whatever they desire on the market as long as they understand the risk toward the investment. Simply taking away the options to trade leverage stocks would be too much intervention from the central government. I believe restricting what stock or fund the common people are allowed to trade would violate the idea of a free market. It is
Good Morning. Thank you so much for being here with us today. I hope you will find the next two days to be a productive use of your time and that you will leave with valuable information and perhaps even some new friendships.
INFORMATIONAL
District Elections
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Legal & Compliance
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Registration
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District Elections
Executive Summary
The purpose of this Special Notice to Members is to inform members of the upcoming nomination and election process to fill forthcoming vacancies on the District Committees and the District Nominating
