I want leveraged and inverse ETF's they are a important part of my investing and trading program. Do not take them away.
I am strenuously opposed to the investment restrictions/limitations indicated here.
A) As a taxpaying, voting, citizen of the United States I strenuously object to these investing restrictions and ardently reserve MY RIGHTS to make financial decisions that are in my and my families best interest. This is particularly important when investing our own personal and retirement money.
B) I should not
I want to express my public comment that I am not in agreement with proposed FINRA regulations to restrict my right to acquire leveraged and inverse funds.
I understand how these funds work and am well aware of the he risks associated with investments in these funds. While I have experienced losses in these kinds of investments, they have provided me with investing options that have helped me
Please DO NOT over regulate.
Leveraged and inverse funds with high volatility fit my swing trade strategies quite well, as well as my option trade schemes. So I very much want to continue trading in this manner unhindered.
Thanks.
Unless otherwise indicated, suspensions will begin with the opening of business on Monday, May 20, 1996. The information relating to matters contained in this section is current as of May 5, 1996. Information received subsequent to May 5, 1996 is not reflected in this section.
Firm Expelled, Individuals Sanctioned
Devon Resources Financial Corporation (Tulsa, Oklahoma), Catherine W. Yox (
IMPORTANT MAIL VOTE
OFFICERS, PARTNERS AND PROPRIETORS
TO: All NASD Members
LAST VOTING DATE IS NOVEMBER 3, 1986.
EXECUTIVE SUMMARY
NASD members are invited to vote on a proposed amendment to the NASD Rules of Fair Practice that would require advertising and sales literature for publicly offered direct participation programs to be filed with the NASD's Advertising Department. The NASD will
Inverse funds are part of an important strategy for ordinary people to hedge against bear market conditions, an environment where ordinary people have very little option for protection. Do not take this option away from well educated and well informed investors.
Number
Date
Title
2022-85
May 20, 2022
SEC Charges Wells Fargo Advisors with Anti-Money Laundering Related Violations
SEC Order
2022-83
May 16, 2022
SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer
SEC Complaint
2022-1
January 5, 2022
SEC Charges Additional Defendant in Phony
Hello, I appreciate the opportunity to comment on this issue. The premise behind the day trading rule is based on protecting the investor, but this limits a lot of small investors from learning the trade. Let's be honest here, there's a lot of "day traders" who aren't successful because they are gambling. Well, at least with the stock market, people are able to make
I worked all my life to put something away to live on and I don't intend for it to be stolen by big government to [REDACTED] on worthless programs.
