Hello,
I have traded stocks as an individual retail trader for 20 years. I trade in a very short term and responsible manner, and supplement my retirement account using this method.
As a licensed hairdresser by trade with no college education, I have earned the bulk of the money I will retire on trading triple leveraged etfs successfully. Removing my ability to trade these tickers would severely
In order to perform system maintenance, the FINRA Test Facility (NTF) will be unavailable for client testing for all products on Friday, April 26, 2024. Production systems are unaffected by this event. NTF will become available again for all products starting April 29, 2024. Please contact FINRA Product Management or call (866)
FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the fourth quarter of 2021. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of April 1, 2022. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter March 31, 2022 as
I have a right to trade ETFs. I want to continue trade them. I have experience trading them for 15+ years
I have over 20 years experience trading leveraged funds. They are vital to my investment strategy both in large accounts and small accounts. In the past these investments have worked well for me. Do not place needles regulations that preclude my trading them. Every investor should be allowed to trade independently as a free trading environment enhances the overall marketplaces
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Low-priced securities are often known as “microcap stocks” or “penny stocks.” While these securities can be legitimate investments, they’re also high-risk and should be approached with caution by the average investor.
The Member Firms' Nexus to Crypto topic of the 2025 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations, (2) findings and effective practices, and (3) additional resources.
Leveraged funds are as much a part of the market as any other funds and to restrict trading from the public really is a slam on independent investors.
We should have access to the entire market, even more after hours where professionals trade and we do not have access.
Fait trading should really be fair trading. Currently it is not.
Leave leveraged funds alone.
In order to perform system maintenance, the FINRA Test Facility (NTF) will be unavailable for client testing for all products on Thursday April 18, 2024, from 2 p.m. ET until the end of the day.Production systems are unaffected by this event. NTF will become available again for all products starting April 19, 2024. Please contact FINRA Product Management or
