It feels like all these additional hurdles and restrictions are being considered to benefit the larger hedge funds and money managers and restrict individual investors from access. I have always been able to choose the type of investments that are right for me and my family, I understand the risks as well as benefits to investing. I am an adult and would like to continue the freedom of choice in
Ban the use of off exchange programs like citadel connect that do not have to report to FINRA, anything that can be used like this will always be abused.
Timothy Thompson is Senior Vice President, Enterprise & Financial Solutions. More specifically, Mr. Thompson serves as the Head of FINRA’s Enterprise Risk Management (ERM) Team. ERM provides a consolidated, organization-wide view of risks that could potentially have a significant impact on FINRA’s ability to achieve its mission, strategic goals and key
Hello,
Hope you are well! I understand your reluctance, but I desperately need access to leveraged indices, and triple leveraged indices, understanding full well that there's a massive risk involved. It's something that I'm fully aware of. I truly need this to secure my near term and long term futures, if you remove my access now, it will destroy my ability to retire
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I should be able to choose any public investment, without regulators controlling my ability to invest! Restricting investment opportunities, for only the privileged and already high net worth individuals is entirely unfair and does not bode well for our free market.
If an investor is capable of understanding leveraged and inverse funds they should be allowed to invest as they wish and take on
I am strongly opposed to proposed regulations that would restrict my ability to utilize Leveraged and Inverse Funds/ETFs. These are an important part of my investment strategy and are used for both investment in up trending markets as well as hedging purposes in downtrending markets. I am quite capable of understanding the function and risks of these vehicles, and do not feel the government
Dear Sirs: I understand you are considering regulations to restrict the vast majority of investors from investing in leveraged and inverse funds. Quite simply, stop this effort right now. I don't need someone in Washington to "protect" me from these types of Investments. I research all my investments and I'm well aware of the risks entailed in these types of
I understand the Federal Government Regulatory bodies have the best interests in mind for this country's citizens as well as those investors beyond our borders as various regulations are imposed. However, in a free society it seems to me that we have the right to choose those public investments that we feel are right for ourselves as well as our families. It is frightening to
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