I do not trust government officials to be making these restrictions/regulations on us. It does not pass the smell test, it may well be proposed for nefarious political purposes.
Another suspicious circumstance is that the Mail informing o of this development arrived this afternoon, 5/9/22, and saying the deadline was today, 5/9/22. Hmmm, I wonder what that might be about? It is right now 7:
Hi,
I want to voice my opinion that I oppose any restrictions on my right to invest in a way that I deem appropriate for me. I don't need the government telling me what I can't and cannot invest in. It is my right to invest my hard-earned dollars in any way I choose; in many cases that is leveraged funds.
They have worked well for me in the past and I fully expect them to work
While Generative AI and large language models present numerous opportunities to create business efficiencies and offer many potential benefits to firms, regulators and investors, they also introduce unique risks. On this episode, we hear from three experts at FINRA who are closely looking at these technologies and following developments in this space.
I oppose any restrictions to my right to invest as I see fit. Investments must remain available to all. The thought of imposing a screening process on individuals to limit investment access sounds like something you would hear in mainland China. I am well aware of the risks and limitations of leveraged and inverse funds as well as any investment I may choose. I do not want regulators oversight. I
FINRA requests comment on a concept proposal regarding the application of FINRA rules to security-based swaps (SBS) following the Securities and Exchange Commission’s (SEC) completion of its rulemaking regarding SBS dealers and major SBS participants. Current FINRA Rule 0180, which will expire in September 2021, provides a temporary exception from the application of FINRA rules to SBS, with
FINRA Provides Guidance on Advertising Regulation Issues
Individual investors should be free to make their own investment choices in well regulated markets. Taking away or making it more difficult to invest in leveraged and inverse financial products could drive investors away from regulated markets and subject them to increased fraud. The risks associated with these products is already well documented in the prospectus. These types of investment
FINRA has taken disciplinary actions against the following firms and individuals for violations of FINRA rules; federal securities laws, rules and regulations; and the rules of theMunicipal Securities Rulemaking Board (MSRB).
NASD 2002 Renewals Program
Member firms' Final Renewal Statements became available in Web CRD on January 2, 2002. All payments or requests for refunds must be received by March 15, 2002. Final Renewal Statements can be retrieved under the "Renewals" menu item in Accounting. Also, all Final Renewal Rosters are available in Web CRD for viewing and printing in the firm's
I don't understand how you can decide to limit investment opportunities on leveraged funds that I have bought for over a decade. This is absolutely insane. I know what I am investing in and have done well for over 20 years. It is disgusting that you would try to limit my ability to invest in something that I know well and are important to my investment strategies. These are legitimate
