These rules are essential for retail traders to have a chance at Making money in the market by themselves. Hidden short and synthetic short position set up retail for failure. It would be great to see FINRA adopt and enforce these rules
I've been investing in inverse and leveraged funds for the last 2 years. They're a valuable tool to gain exposure to other sides of positions, such as short ARKK (SARK) without having to worry about things such as options or short squeezes. Please reconsider any restrictions you may be considering.
Comments: I like to use these leveraged products for short duration trades in an efforts to enhance returns of my core portfolio. I also use leveraged inverse funds to hedge my long positions and I prefer it to shorting or buying puts.
Please do not change or restrict my ability to trade them.
I would like to see better enforcement of short sale rule (SSR) used by hedge funds. I would like to see more frequent public reporting of short positions and more detail in public reports of SSR movements.
1) real time short interest reporting 2) complete short interest reporting 3) same day transaction settlement 4) real time FTD reporting 5) fine amounts that actually deter behavior 6) real prison time to deter behavior
Dear sir or madam: Short interest and short position reporting should be mandatory and totally visible to all, no exceptions. This is a CRITICAL piece of data missing from our view. Knowing the amount of short interest a given ticker has would alter my investment strategy significantly. Why would a small investor such as myself want to put their money against major funds such as Melvin capital
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
Please excuse the form comment but the OP stated my concerns better than I could articulate. FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies
I'm writing to request more transparency, fairness and accountability in our financial markets, as all of us rely on our regulatory entities for that assurance. There are some things that are of particular interest to me: 1. Transparency of Buy/Sell orders in the market as a whole, including but not limited to OTC/ATS off market trading. 2. Information market makers have when it comes to
