Continuing Education Planning
The FINRA Board of Governors will consider the following rulemaking items at its February 2013 meeting.
FINRA Vice Chair Luparello Remarks From the FSI Advocacy Summit
The Series 30 exam—the NFA Branch Managers Examination—is a National Futures Association (NFA) exam administered by FINRA.
The Series 31 exam—the Futures Managed Funds Examination—is a National Futures Association (NFA) exam administered by FINRA.
The Series 32 exam—the Limited Futures Examination-Regulations—is a National Futures Association (NFA) exam administered by FINRA.
The Series 34 exam—the Retail Off-Exchange Forex Examination—is a National Futures Association (NFA) exam administered by FINRA.
FINRA Revises Sanction Guidelines
Today in the United States, nearly 40 million people are age 65 and older. This number is expected to more than double to 89 million by 2050.
January 2012 Supplement to the Options Disclosure Document
