More and more, citizens like myself, who have a desire to trade markets, find that our choices are being limited because some have decided that amateur traders aren't as wise and not capable of making good decisions. We most certainly understand the risk involved in trading, especially when trading leveraged funds, but the gains can be rewarding enough that we practice due diligence in
FINRA is publishing its quarterly OTCBB/OTC Equities High Price Dissemination List for the second quarter of 2021. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of October 22, 2021. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter October 21
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Hi,
I have been an active trader for the last 10 years and have used many trading tools, ranging from simple stocks to complex derivative strategies. Leveraged ETFs/instruments are excellent tools I use to hedge my trades and enhance performance. One of the main reasons these are excellent assets is their ease of access. While they carry more risk (clearly stated with every brokerage platform I
If you have to safeguard investors then please look into SPACs. Leverage ETFs arent as bad as options trading. Cut off options trading first to keep the trading grounds fair.
Low-priced securities are often known as “microcap stocks” or “penny stocks.” While these securities can be legitimate investments, they’re also high-risk and should be approached with caution by the average investor.
In order to perform system maintenance, the FINRA Test Facility (NTF) will be unavailable for client testing for all products on Friday, May 10, 2024, from 4:30 p.m. ET until the end of the day.Production systems are unaffected by this event. NTF will become available again for all products starting May 13, 2024. Please contact FINRA Product Management&
Leveraged funds should be allowed to continue. Allow for free market trade. Do not make this something only specialized traders can access. I do support education (not tedious, but useful teaching) before being allowed to trade these leveraged funds. Lastly, how do you stop allowing trading of these funds without financially harming those of us who hold what should be easily traded positions? Let
I worked on the trading floor of the Chicago Board of Trade from 1984 to 1992. I also was a Series 7 broker from 1992 on. Now you are saying that I cant trade ETF's??? What are you insane?
Below are links to the central web sites that provide copies of each of the three NMS Plans in which FINRA participates.
