Don’t trust that unexpected text or direct message from a stranger—it might be the first step in a relationship investment scam. These scams often involve fraudsters contacting targets seemingly at random, then gaining trust before ultimately manipulating their targets into phony investments and disappearing with the funds.
CommentsThe definition of the term COMPLEX IS TO GENERAL LET AN INDIVIDUAL TAKE RESPONSIBILITY FOR THEIR OWN ACTIONS :
Here is my comment bellow.
We have been facing global unexpected facts past two years.
Ex.: Covid. We were not prepared for the covid. Global economic just crashed. Not only in USA, but global.
Ukraine war. Who does believe that there is a war with bombs, real weapons war in century 21th? Did you believe it in the beginning of March? No.
FED action. FED action has been disaster.
This is not the first time that regulators have attempted to regulate Leveraged ETFs.
For some reason, we only see these actions at times when the markets have increased volitility. When times are good and the leveraged long ETFs are soaring, there is no scrutiny. Only when the leveraged short ETFs can provide value to investors do we see the risk of regulation or curtailing.
I consider a
TO; All NASD Members
LAST VOTING DATE IS MAY 28, 1988
EXECUTIVE SUMMARY
NASD members are invited to vote on new Section 3 to Article VII of the NASD By-Laws, which grants emergency authority to the NASD Board of Governors and a committee consisting of the Chairman of the Board (or Vice Chairman in his absence), the NASD President, and a member of the Executive Committee—to take various actions
Sec. 7.1 (a) FINRA Dispute Resolution shall indemnify, and hold harmless, to the fullest extent permitted by Delaware law as it presently exists or may thereafter be amended, any person (and the heirs, executors, and administrators of such person) who, by reason of the fact that he or she is or was a Director, officer, or employee of FINRA Dispute Resolution or a committee member, or
Sec. 10.1 (a) FINRA Regulation shall indemnify, and hold harmless, to the fullest extent permitted by Delaware law as it presently exists or may thereafter be amended, any person (and the heirs, executors, and administrators of such person) who, by reason of the fact that he or she is or was a Director, officer, or employee of FINRA Regulation or a National Adjudicatory Council or
If this leads to the exposure of naked short selling and actions that are as deceptive, great.
This rule limits our freedom to invest. My uncle died in action in WWII fighting for this freedom.
Various state statutes provide for speedy trials in civil actions involving seniors or seriously ill parties. FINRA recognized a need for expedited hearings in arbitrations involving such parties in its dispute resolution forum.
