I believe that its a right to be able to trade whatever stock or etf I want. Regulating them so retail traders cant trade them and only the market makers can is not fair. Everyone should be able to trade what they want.
I use inverse bond funds as a speculative tool to profit from a rise in interest rates just like someone who would sell bond futures short. Trading bond futures is more leveraged and riskier than what I am doing so why would you limit what I am doing but not restrict bond futures trading as well. There is no logic to that. I am asking you to NOT take my right to buy and hold inverse and leveraged
In light of the recent outbreak of coronavirus disease (COVID-19), FINRA continues to review its pandemic and business continuity plans to ensure continuous operation of FINRA’s facilities for the reporting of OTC transactions in equity and fixed income securities (i.e., the Alternative Display Facility (ADF), the OTC Reporting Facility (ORF), the Trade Reporting and Compliance Engine (TRACE) and
There is nothing inherently dangerous about leveraged funds so long as the trader/investor is educated. There are hazards in many areas of trading - are we to ban trading Options as well ? Then ban trading the day before earnings announcements too ? Where does it end ?
FINRA is publishing its quarterly OTCBB/OTC Equities High Price Dissemination List for the fourth quarter of 2020. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of March 19, 2021. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter March 18,
This rule would be almost impossible to adhere to for those in market making roles as the time it takes to book trades can take over 1 minute. If market makers need to pause trading responsibilities to book trades within the 1 minute time limit, this would actually cause bond markets to be less efficient.
Please DO NOT over regulate.
Leveraged and inverse funds with high volatility fit my swing trade strategies quite well, as well as my option trade schemes. So I very much want to continue trading in this manner unhindered.
Thanks.
Comments:Please keep allowing investors to trade L&I products as we really like these products and do not add additional restrictions on trading these products. These products are hallmark of free democratic society and they should be allowed to be traded freely. Thanks for your kind consideration...
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Corporate Debt Securities
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Currently, NASD
