This is the height of arrogance of straight white men to assume that we are not sophisticated enough to understand inverse ETF's or variable annuities. Stop your Sexist actions now.
There should be more transparency on short positions and action taken to prevent naked shorts which will hurt the retail investors.
Dear FINRA,
I feel that there is already too much regulation with respect to what FINRA considers complex investments. In fact, these products allow investors to protect and hedge their investments in market downturns. Moreover, these products allow investors to learn about markets in the least expensive way. For example, the inverted and/or leveraged ETFs cost less and are way more preferred
TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, February 5, 1985, 100 issues are scheduled to join the NASDAQ National Market System bringing the total number of issues in NASDAQ/NMS to 1,374. These 100 issues, which will begin trading under real-time trade reporting, are entering the NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for voluntary
There absolutely no to suppress the freedoms of investment whether it for or against the market. If institutions are allowed to and not be held accountable for nearly breaking Americans back then it is only fair to bet against their actions.
As an individual investor and financial advisor who is competent in understanding the complexities of investing in leveraged funds but does not hold what would be considered a high net-worth, I appose this action.
I have the right to invest, buy, sell or trade investment products as Im responsible for my own actions. No third party should be involved in my personal business.
(a) Supervisory System
(1) Each funding portal member shall establish and maintain a system to supervise the activities of each associated person of the funding portal member that is reasonably designed to achieve compliance with applicable securities laws and regulations, and with the Funding Portal Rules. A funding portal member's supervisory system shall provide, at a minimum, for
i am a big fan of the investing tool TQQQ. The ETF is a valuable tool for my portfolio.
Agree this should only be used if thoroughly knowledgable of the strengths and weaknesses of its actions.
I'm very concerned about the actions of preparing this regulation that FINRA is trying to threat the freedom of investment. I highly want to keep my rights as an individual investor of leveraged etf.
