SR-FINRA-2008-033 - Proposed Rule Change to Adopt FINRA Rule 4560 (Short-Interest Reporting) in the Consolidated FINRA Rulebook
SR-FINRA-2009-008 - Proposed Rule Change to Amend Form U4, Form U5 and FINRA Rule 8312
SR-FINRA-2009-019 - Proposed Rule Change to Adopt FINRA Rules 1010 (Requirements for Uniform Forms) and 2263 (Arbitration Disclosure to Associated Persons Signing or Acknowledging Form U4) in the Consolidated FINRA Rulebook
SR-FINRA-2008-050 - Proposed Rule Change to Eliminate FINRA/NSX Trade Reporting Facility Securities Transaction Credit Program
NASDR has filed with the SEC a proposed rule change to Schedule A to the By-Laws and Rule 2710 of the NASD to delete the provision mandating that Corporate Financing filing fees be paid in the form of a check or money order.
Below are links to the central web sites that provide copies of each of the three NMS Plans in which FINRA participates.
SR-FINRA-2008-012 - Proposed Rule Change to Amend Incorporated NYSE Rule Interpretation 344/02
If you are aware of unfair practices or specific instances of abusive conduct, FINRA wants to know about it immediately.
SR-FINRA-2008-034 - Proposed Rule Change to Amend Incorporated NYSE Rules 311, 342, 345, 346, and 416 to Delete References to Fees in Those Rules
