To whom it may concern, Yes, I believe daily or even weekly reporting of short interest positions would be a step in the right direction providing retail investors confidence that the markets can indeed work for them also. I think it would be extremely useful if entities were required to report synthetic short positions if only to make market makers more honest and not let them overleverage thus
I believe all short interest data should be released daily. Explain to me why everyone of my long position buys are documented daily and can be used against me to short by those that don’t have to disclose. I also don’t believe dark pools eliminate a free and equitable economic opportunity for everyone.
All positions should be reported and transparent, otherwise nefarious intent and actions are more likely to happen with those which are not required. History is a prime example of this. Expose the shorts, and enforce guild lines and regulations regarding covering positions of said shorts. end the farce. Stop manipulation of the markets, and route transactions to LIT Markets.
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Senior ManagementInstitutionalLegal & ComplianceOperationsSystemsTrading
Executive Summary
On June 29, 1994, the Securities and Exchange Commission (SEC) approved a new short-sale rule for Nasdaq National Market® securities traded on The Nasdaq Stock Market™ (Nasdaq). The rule takes effect September 6, 1994, for an 18-month pilot period.
The Nasdaq® short-sale
Please check out manipulative short selling activity on stocks $NURO, $MMAT, $MRIN. The abusive short selling activity has forced price declines in unreasonable amounts and time frames. Please do something about this to protect the interests of us small time retail investors. Appreciate your assistance . Respectfully, DV
The FINRA Board of Governors will hold its first meeting of the year next week. As the capital markets landscape continues to evolve through new products, new technologies and new services being offered to investors, the Board will discuss how FINRA should evolve as well to support innovative and vibrant markets and capital formation while protecting investors and safeguarding market integrity.
Reporting needs to be more than monthly, weekly at latest. It also needs to be changed so that it 100% accurately identifies short interest and delineates between real and synthetic borrowed shares for short interest. Fines should also be such that they accumulate to a point that a rule breaker will not be able to just choose to keep paying the fine and committing the crime.
Failure to delivers on short positions should be set in stone and enforced throughly and simply. For example, you take a short position out and there should be a time frame on when you have to return them and once that time frame is hit, THEY HAVE TO DELIVER THEM. no funny business. No borrowing more shares to cover previous ones.
Leveraged ETF/ETN's are used as a short term balanced risk management strategy that should be available to all investors.
Primary uses are (1) offset a short term market index/asset class overbought/oversold condition without risking individual equity positions, (2) Reduce risk of owning an individual stock that could be subject to excessive price fluctuations, and (3) Balance a
To pass this regulation and eliminate certain investment vehicles, such as leveraged vehicles or the ability to go short on certain vehicles, implies several onerous things. Such as attempted regulatory manipulation of the market in one direction and secondly an insult to the intelligence of certain investors.
Why should vehicles that go short be more risky than vehicles that go long ?
Such laws