Thank you for considering this and taking a step towards transparency in the stock market and our cracking financial system
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InstitutionalLegal & ComplianceOperationsSystemsTrading
On August 25, 1994, the NASD issued Special Notice to Members 94-68 (Special Notice) dealing with the NASD's recently approved short-sale rule (Rule). In that Special Notice, the NASD set forth a description of the Rule, provided answers to questions concerning the operation of the Rule, and included
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KEY TOPICS
Legal and ComplianceOperationsRegistered RepresentativesSenior ManagementTechnologyTradingand MarketsTraining
Debt SecuritiesOperationsRule 6200 SeriesTRACE RulesTransaction Reporting
GUIDANCE
Transaction Reporting
Executive Summary
On November 16, 2006, the Securities and Exchange Commission approved an amendment to Rule 6230 (Transaction Reporting).
Dear FINRA, Keeping the Stock Market open to individual investors allows for the disadvantaged to leverage their weakness and make it a strength. America was built upon the strength of individuals.
(a) For purposes of the Rule 6300B Series, unless the context requires otherwise:(1) "Exchange Act" or "SEA" means the Securities Exchange Act of 1934.(2) "Designated securities" means all NMS stocks as defined in Rule 600(b) of SEC Regulation NMS.(3) "Member" means a broker or dealer admitted to FINRA membership.(4) "Market Maker" means
Please do not limit these types of investments. It is more important to stop Congress from investing in stock that stopping little people from wisely researching and investing!
I oppose the restriction of inverse and shorting stocks
Its my money my choice and I can choose To trade how I like, I understand the risks and are happy with them
Leveraged and inverse funds are important to my
investment strategies. They are far less risky than shorting individual stocks and are an important tool in my investment toolbox..
Everyone should be given a choice of what they invest in - stock , etf, option, leveraged etf, etc. No one is forced to invest in leverage etfs. I value it as an option.
I have been investing in the stock market for 50 years. Do not restrict me or tell me what I have to do re: leveraged and inverse funds.
