I strongly believe that the current requirements in place for trading leveraged and inverse ETFs are sufficient for investor protection. Please do not restrict access to trading these, because that would severely limit investment opportunities in these popular instruments. Instead, I would recommend that brokers be urged to provide additional education on both risks and benefits if these
I trade shares of sqqq, main shares that I trade.
I have been investing successfully in leveraged and inverse ETFs for several decades, including currently. I am a non-professional private investor. I believe there should be no regulations which limit my ability to trade these funds like any other ETF or security. I should be able to chose the investments that are most suitable for me and my family, and these should not be available to just
Hello, As a person who has personally traded leveraged funds for years it would be detrimental to both myself and my family to be restricted from doing so. I do not feel that it is appropriate for you to restrict us from trading these funds. Leveraged funds are a key part of our investment strategy and we understand the risks associated with them. We feel that if we choose to invest our money
08-51 - SEC Approves Amendments to FINRA's Transaction Reporting Rules to Require Prompt Last Sale Reporting of Transactions in Foreign Securities
Dear Sirs, I have been trading leveraged etfs for many years. Before that I had traded futures which I found to be very dangerous, much more so than etf. I did not really own the futures because they had an expiration date and because the leveredge was so high that they were subject to being automatically liquidated by the broker with a margin call. With etfs a least you own the shares , there is
Remarks From Baruch College’s Financial Markets Conference
Preliminary Note: FINRA recently adopted enhanced confirmation disclosure requirements for corporate and agency bonds.
In conjunction with World Investor Week 2024, the SEC’s Office of Investor Education and Advocacy (OIEA), FINRA and other industry regulators are issuing this Investor Bulletin to provide investors with information about the ways in which emerging technologies like AI and crypto assets, and digital platforms like social media and mobile trading apps, are increasingly influencing how people invest.
I would truly resent my rights to trade using any vehicle I choose that is legal and can be traded by others, professional or retail. It is my responsibility to understand the risks of whatever I trade and do not need a big brother looking after me. If I loose $$ because I do not understand something, that is part of my tuition of education. I am a grown up and responsible for myself. Please, no
