Activities requiring registration as an Equity Trader.<br/>
FINRA is publishing its quarterly OTCBB/OTC Equities High Price Dissemination List for the first quarter of 2019. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of June 14, 2019. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter June 13, 2019
I have been an active investor for over 30 years, and don't need any government official to decide how I handle my money and investments. Instead of concentrating on retail investors why not focus on insider trading and market manipulation by institutions that trade 24 hours and benefit from high frequency black box front running. Help protect individuals and their hard earned dollars
This is another rule that is supposed to be good for the retail investor but is awful for the retail investor. Like the $25,000 limit set to day trading, this is just another tactic to keep the average American unable to even get a chance to get out of the day to day drudgery of paycheck to paycheck. We need to pass a test to trade something we've been trading for years? Cryptocurrency funds
As an individual investor I trade many different leveraged ETFs and am fully aware of the risks. I have been trading for 20 years and am well educated about the markets. I also am a member of several stock market investment clubs. Please leave things the way they are now. Everyone should have the opportunity to invest as they see fit and we are all aware of the risks of trading and the potential
Comments:Limiting access to leveraged ETFs is the same as making it available only to an elite class or group.
Warning investors or traders of the higher risks of investing in or trading such ETFs could be sufficient and the way to go.
If someone is educated or trained or capable enough of investing in or trading the markets and of utilizing a trading platform, that person or entity is capable
The public should be able to trade any public stock the same as any firm, hedge fund group, etc. Regulating it so only "qualified" people can trade these stocks makes it an unfair advantage for the "big guys" and leaves the(me,us) little guy without those opportunities being available. I use these leveraged/inverse funds as part of my trading strategies and
I oppose changing regulations for levered ETFs/ETNs. The products are a preferred alternative to options or margin trading. This also creates a slippery slope for more regulatory overreach. It is already difficult enough to get approval to trade certain types of options. Many brokerage firms require certain experience, but how can you get experience if you arent allowed to trade them? New
I am writing to request you refrain from placing more regulations on the trading community with regards to inverse instruments. Information is readily available and has been sent by my trading house regarding the risks associated with these instruments. Such instruments are an important part of trading and provide hedging tools for portfolio management. We do not need more government intervention
I trade both stocks and options and want to keep the government out of my trading.
