Crypto shouldnt need any more information gathering than other current investments. There are no requirements for stocks, bonds, ETFs, so why should there be another asset class. Just because its unfamiliar doesnt mean it should be treated differently.
Do not limit my ability to purchase leveraged and inverse funds. You have done nothing to stop senators and congresspeople from purchasing or selling stocks when they have inside information, so DO NOT limit the rest of us. This would be ridiculous.
Please require weekly reporting. Please provide the reports to the public for free and transparent information through FINRA website and not just exchanges. Please conduct audits and other proactive enforcement measures.
The Neutral Corner—Volume 1, 2020
Mission Statement
Office of Dispute Resolution and FINRA News
COVID-19 Notice to Parties and Arbitrators
Case Filings and Trends
2019 Arbitrator and Mediator Diversity Statistics
Removal of the Award Information Sheet from FINRA's Website
Register for the Portal
Portal How-to Videos
Rule Approval
Amendments to FINRA Rule 12000 Series to Expand
FINRA Notice of Contested Election and Ballots for Small Firm NAC Member Seat
Last Voting Date: January 30, 1998
SUGGESTED ROUTING
Senior Management
Legal & Compliance
Executive Summary
The National Association of Securities Dealers, Inc. (NASD® or Association) invites members to vote to approve amendments to the NASD By-Laws to require executive representatives of members to update firm contact information electronically, to maintain
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As you may be aware, FINRA has already begun the rollout of FINRA Gateway—your new front door to FINRA. This new platform is intended to streamline compliance functionality. Throughout the development process, we are working with our users within the industry to add value to their interaction with
Short interest needs to be reported everyday, just like volume and institutional holdings this is vital information to prevent over shorting a stock or non compliant behavior that limits price discovery and normal market dynamics.
Inverse funds are part of an important strategy for ordinary people to hedge against bear market conditions, an environment where ordinary people have very little option for protection. Do not take this option away from well educated and well informed investors.
