I would like to know what prompted this decision ? Since leveraged and inverse funds are publicly traded I should be able to make my own decision whether to purchase these funds or not. I don't need to get special training or show competence to trade what I want. The whole last year, the ONLY fund I have used has been TQQQ. If this regulation is passed, I pretty much have to stop
Please do not limit the average person's ability to trade leveraged and inverse ETFs. Add an option requirement like options if you must, but please do not take away yet another tool less wealthy investors can use to maximize the value of their trades. Risk is an inherent part of the market and just because something is risky does not mean that it can't be understood by the
Preliminary Note: FINRA recently adopted enhanced confirmation disclosure requirements for corporate and agency bonds.
The type of products able to be traded by retail shouldn’t be limited. Disclosures on inverse and leveraged funds are ok, but restrictions on trading will make markets less fair as hedge funds and banks would still be able to trade the products.
The same goes for options. I went out and spent the time and effort to understand various complex options strategies. I should not be punished for the
A vibrant and efficient capital-raising process fosters business expansion, job creation, innovation and economic growth. FINRA members play a critical role in facilitating capital formation for businesses of all sizes. FINRA supports the capital-raising process through appropriately tailored rules for its members that are designed for the benefit of all market participants.
The Executing Firm 10 Second Compliance Report Card is a monthly status report for trades that another firm reported on behalf of the market participant. The report contains counts of properly modified late trades, late trades that were not modified, and improperly modified trades.
Executing Firm is defined as the member that receives an order for handling or
I want to keep my right to trade proshares. it is unfair to block individual investor to trade such ETF.
Do NOT restrict trading these securities. It is unfair to characterize all retail investors as inexperienced/unable to trade knowledgeably.
Do Not stop my trading in invest in leveraged & inverse funds. That's my freedom to trade.
Hello,
I am a retail investor and I have been investing / trading for last several years. I understand the risk / reward relationship associated with leveraged ETF like TQQQ or SQQQ. I have my strict buy/sell rules that govern my trade executions and I am very confident that I can manage my account and investment actions.
Investing in leveraged ETFs is a way that an individual can use to secure
