Hello,
I am a retail investor and I have been investing / trading for last several years. I understand the risk / reward relationship associated with leveraged ETF like TQQQ or SQQQ. I have my strict buy/sell rules that govern my trade executions and I am very confident that I can manage my account and investment actions.
Investing in leveraged ETFs is a way that an individual can use to secure
Hello,
I am a retail investor and I have been investing / trading for last several years. I understand the risk / reward relationship associated with leveraged ETF like TQQQ or SQQQ. I have my strict buy/sell rules that govern my trade executions and I am very confident that I can manage my account and investment actions.
Investing in leveraged ETFs is a way that an individual can use to secure
October 3, 2022 Re: Regulatory Notice 22-17, Request for Comment on a Proposal to Shorten the Trade Reporting Timeframe for Transactions in Certain TRACE-Eligible Securities From 15 Minutes to One Minute Dear FINRA, In response to the proposed amendment to FINRA Rule 6730, we are respectfully providing comments as to why the amendment, which would change the reporting time from 15 minutes to one
12 p.m. ET:The FINRA Test Facility (NTF) is now available for testing. TRAQS users will be able to view all history data except for any transactions that were sent in this morning between 8:00 a.m. and 10:30 a.m. ET for TRACE CA and SP. All other products will display the full transaction history. Please contact FINRA Product Management or call (866)
I want to keep my right to trade proshares. it is unfair to block individual investor to trade such ETF.
Do NOT restrict trading these securities. It is unfair to characterize all retail investors as inexperienced/unable to trade knowledgeably.
I took the the Financial Program and it did not help. The broker intercedes and advises on all vehicles I trade.
For years I have timed and learned the markets.
It only comes from experience in testing and not some education program. It is trying different vehicles then testing for knowing how they work
Regulations do not protect the beginner and what test can any one come up with to compete with
A financial professional designation is like a certification or credential. They’re different from registration or licenses. This bulletin can help investors better understand the professional designations financial professionals might use.
The investor or trader should be entitled to make their own investment decisions if they so choose to do so. Limiting the ability of individuals to do so should not be allowed as it is a violation of personal rights of free speech which is protected under our constitution. If I as an investor choose to invest or trade in any one kind of investment I consider that to be my business, not the
Dear FINRA officers: I am a small individual stock/ETF investor, and I would like to share my opinion with you about the opportunities to trade ETFs, including those leverage and inverse funds such as my favorites: TQQQ and SQQQ, etc. Both of my funds and experiences are limited, but I still benefited from trading ETFs in the market. I understand the risks it may involve in trading, and I don
