I don't feel the government should be putting restrictions on my right to invest in common public investments. I understand that all investments have some inherit risk and the leveraged funds can be much more risky. I should not have to take a test or prove my net worth in order to be able to take part in these public funds. All of these funds release a prospectus that help investors
Regarding FINRA Regulatory Notice #22-08
I am an investor that values the United States investment opportunities provided by Both un-leveraged and leveraged funds. I understand the risks involved and swings in volatility. Yes, the market rises and falls. Yes, volatility is ever present. It is exactly those swings in price and the ensuing volatility that allows investors to profit from their
I have been an investor for more then 40 years and own all types of risk assets including stock and bond ETFs, mutual funds, individual equities in every industry, highly risky and rarely successful option trades and leverages and short funds.
I have had more success trading short or leveraged funds then options. Even a seasoned investor like myself looses money regularly with options. Short
I am a retail investor and I invest in what might be considered "complex" products such as volatility ETFs and leveraged ETFs. I could simply trade futures contracts and replicate these strategies, however investing in ETFs that maintain those positions is easier. I am aware of the risks of these funds and investigate their strategies carefully before investing. In many cases,
Regulators need to keep their noses out of investor's business. We should be free to choose which investments we purchase, or ignore. Not only does making regulations more strict go against the very nature of the United States, it could greatly endanger those holding positions in those securities as holders could be forced out at inopportune times leading to forced losses BY THE REGULATORS.
Make it more transparent. What happened with robinhood and the “‘meme stocks” was disgusting. We can’t continue to allow wallstreet to shaft the retail trader.
please do whatever it takes to regulate the stock market and make it actually fair for everyone except for hedge funds thank you
Dear SEC, who gives you the power to impose, block or stop people from investing in the inverse or short position to the market? Before you did not stop Hedge Fund companies to leverage and rig the markets opposite way from traditional markets which always use to make investor money on the way up or just benefiting from dividends. Now that the market is actually starting to shake from over
SUGGESTED ROUTING
Senior Management
Corporate Finance
Legal & Compliance
Operations
Syndicate
Executive Summary
On June 1, 1995, the Securities and Exchange Commission (SEC) approved amendments to Part II, Section 1(c) of Schedule D to the NASD By-Laws and Section 11 of the NASD's Uniform Practice Code.1 The amendments require that for a domestic security2 to be
I want accurate short interest update everyday just like I pay for stock when I buy. Give me a fair market.
