I have been trading successfully for 40 years and do not want restrictions and/or regulators deciding on the way that I should trade.
I trade tqqq all the time. I love to trade this stock. PLEASE DO NOT TAKE AWAY MY RIGHT. FRED OLITSKY
SUGGESTED ROUTING*
Senior ManagementInstitutional Legal & ComplianceOperationsTrading
*These are suggested departments only. Others may be appropriate for your firm.
EXECUTIVE SUMMARY
The Securities and Exchange Commission (SEC) recently approved amendments to the Rules of Practice and Procedures for the Small Order Execution System (SOES or SOES Rules) proposed by the NASD to
INFORMATIONAL
Fixed Income Transaction Reporting And Dissemination
Effective Date: 180 Days After Publication Of TRACE Technical Specifications
SUGGESTED ROUTING
KEY TOPICS
Corporate Finance
Legal & Compliance
Operations
Senior Management
Technology
Remarks by Executive Vice President Thomas M. Selman at the IRI Government, Legal and Regulatory Conference
The TRACE monthly volume reports illustrate total and average daily trading volumes in Corporate, Agency and Structured Products reported to TRACE for the prior month. The data is grouped into Total, ATS (Alternative Trading System), Interdealer, and Customer Trades.
The monthly data is published on the third business day following the end of the month.
About TRACE Volume Data
(a) Members that effect secondary market transactions otherwise than on an exchange in exchange-traded managed fund shares or "NextShares," as defined under Nasdaq Rule 5745, must report such transactions to a FINRA/Nasdaq Trade Reporting Facility or the Alternative Display Facility in accordance with this Rule and the rules applicable to the trade reporting facility used by the
I oppose this.
Leveraged and inverse funds are good for trading rather trading a single share.
This gives diversify investment for short term gain
I would like to be able to freely trade the funds in this proposed list. As retail investors we need a fair platform to invest and trade.
Trading has recently become accessible to the public via apps in a way it has never been accessible in the past, and I believe that this broad access should continue to be available to all presently qualified people - for better or worse. The burden of responsibility ultimately falls on the individual to understand the risks of their actions and make decisions accordingly, whether it be in
