I would like to see accurate and up to date info on shorts, Possible naked shorts and failures to deliver. And also ways of enforcing fair market practices.
Hello, I am a student who is interested in trading. PTD rules force me to use riskier trading products (futures/options/kalshi/etc) instead of buying selling equities. Most of my strategies surround the S&P but because I cant trade the S&P more than a couple times a week I am forced to used riskier products that fit my needs. Please change this rule!
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EXECUTIVE SUMMARY
On November 24, 1992, the Securities and Exchange Commission (SEC) announced the adoption of amendments to its Net Capital Rule, Rule 15c3-1 (Rule). Except for the minimum increases scheduled to
Comments: Hello Finra, Readx3. I enjoy using inverse ETFs. They are not complex. It accomplishes a similar result to shorting a stock but with out having to get a margins account. I personally don't trust myself to trade on margin. Many others don't either. It benefits me, because of its simplicity, it benefits the ETF/ETP maker because they can charge me a fee, and it benefits the
I have been investing for a long time now and have seen many of the tricks the large companies use to turn large profits. One of the worst treatments I have witnessed, was the way the CMKX share holders were treated as their company was naked short sold into oblivion. It was later found out that there were millions of naked short transfers out there and when the cert pull happened there were some
Short positions should be reported daily, with proof they are not naked shorts. How long can you continue to let them dump more synthetic shares in the market.
Summary
FINRA reminds firms to evaluate their exposure to LIBOR (formerly, the London Interbank Offered Rate), and review their preparedness to manage LIBOR’s phase-out. To understand how firms are preparing for that phase-out, FINRA surveyed a representative cross-section of member firms, including some firms with significant trading volume or positions in LIBOR-linked securities. This Notice
In not in agreement how shorts are been managed and how SEC are filling rules and there’s no action to thw hedge funds that are shorting. The system is confrontating manipulation and needs to be addressed
MARGIN CALLS. MAKE THEM CLOSE SHORT POSITIONS. RESTRICT TRADING ON OFF MARKET EXCHANGES (dark pool) FORCE OVERLEVERAGED SHORT POSITIONS TO BE CLOSED AND LIQUIDATED
SEC Approves Consolidated FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions)
