Along with my equity trading, I have used several of these L & I funds for several years as marked situation presented itself. So I strongly object to limit me from trading in these funds.
I am using leveraged ETFs to trade short term volatility and handle my risk profile. I am reading Barrons, FundStrat reports and WSJ Market news to trade productively.
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Shell companies—companies that have no or nominal business operations or non-cash assets for an extended period of time—can be used for legitimate purposes. However, they can also be used by fraudsters as vehicles for stock manipulation. Learn the signs of this type of fraud and how to protect yourself.
I have been actively trading for for 40 years. I have experience in trading comodity futures as well as stock options. I am fully aware of and accept the risks involved in leveraged and inverse funds.
Dear Sirs:
I trade leveraged and inverse funds from time to time in order to protect my modest account. I oppose any regulation that would place obstacles in the way of trading these funds.
The Cybersecurity and Cyber-Enabled Fraud topic of the 2025 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations, (2) findings and effective practices, and (3) additional resources.
The Consolidated Audit Trail (CAT) topic of the 2025 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations, (2) findings and effective practices, and (3) additional resources.
Im the investor I should be allowed to trade Proshare like the big stock firms, if the stock market allowed the mutual funds company traded theses Proshare and the individual investors should be allowed.
Options Trading Activity, Demographic Changes for FINRA-Registered Representatives Among New Data Available in this Year’s Snapshot
WASHINGTON – FINRA today published the 2023 Industry Snapshot, the annual statistical report on registered representatives, brokerage firms, and market activity that FINRA oversees. This year’s edition adds new data about options trading activity, and
