Kayte Toczylowski is Vice President of Member Relations and Education for FINRA. In leading the Member Relations and Education Department, Ms. Toczylowski’s responsibilities include maintaining and enhancing open and effective dialog with FINRA member firms. Ms. Toczylowski also oversees FINRA’s Member Education area, which
On behalf of NASD, I would like to thank Chairman Sarbanes, Ranking Member Gramm, and the members of the Senate Banking Committee for this opportunity to testify.
Im a normal citizen with a professional job and consider myself an average but informed investor. My investment plan is focused on long term gains and uses leveraged funds to do that. I follow a systematic investment program that uses safety switches and signals to reduce exposure to leveraged funds while also maximizing the benefit leveraged funds provide in the long term.
Im more than
I oppose regularing trades to buy leveraged and inverse funds, like Ultra and UltraShort exchange-traded funds, as well as many other types of popular investments.
Please report short position data daily as well as more data in general for retail thank you
Shorts should publicly announce their position and SSR should stop shorting in general. On dark pools as well.
As an investor in a short ETF of the S&P, I take exception to regulators entering into the process of what ETFs, I can purchase. I am well aware of the risks associated with it.
We neen NO more government agencies telling us free Americans what we can and cannot do.
In fact lets try this,,,you pay for what youve already got on the books first with NO new taxes, then come talk about any new agencies or programs you want,,,HA,,,you cant, in fact you have to eliminate 1/2 the agencies and give aways you already have,,,so pound sand your socialism aint going to cut it,,,wait
America stands for "Freedom." These regulations are unjust to your average blue color worker.
Most of us are full time employee workers don't have access to 401k's or Pensions. Companies these days simply don't offer them like the used to. Instead we get the one and only option of utilizing the IRA for retirement.
WhATs ThE BiG DeAL?
- 401k's
To FINRA, It has come to my attention through my broker that this notice may lead to a restricting of many types of investments that I have available to me. While some of the recommended requirements such as a cooling-off period and an increase in information that a client must see could benefit retail investors. Other requirements such as a net worth requirement are troubling, to say the least.
