Been investing on a number of crypto currency. No has the right to control or force me to go through anyone or control my actions. If I Lose, that's on me. If I gain, that's on me as well. I'm sick and tired of people thinking they have to put there hand in on money they have no right to have. In the 1st place. If I choose to have aid. I will choose to Go to That aid
Dark pools need to be eliminated and naked shorts are ILLEGAL but are still an ongoing practice among hedge funds. SSR needs to also be enforced much better. The hedge funds are able to do whatever they want and don't get punished for their actions. SEC, please step up and stop illegal practices and be more transparent in regards to stock market information.
To whom it may concern,
Leveraged and inverse funds are an important vehicle to my investment strategies. I believe I should be able to make the decisions on how to allocate my capital by myself, without a use of a 3rd party agency and be free to invest in a vehicle of my choosing. Please consider this letter as a voice against the action to limit the ability to freely invest in leveraged and
As a 91 yr-old with over 70 years of experience in the Securities Markets__15 of those years as a Registered Broker__I have witnessed countless examples of inept actions by Big Govt. "Hedge Fund" connotes dodgy transac- tions in the view of most. And yet the basic strategy's been used with commodities, insurance and debt securities for 100's of years to REDUCE "risk
On behalf of myself and private investors, the fact that a governing body would consider restricting investment choices to and from certain individuals is absurd and wholly un American. It is nobodys place but the investor themselves to determine what they put their money into and how they choose to invest. I, along with, I'm certain many other Americans firmly believe that it is not your
Can't believe such a regulation comes from FINRA?! America is about THE Ultimate country to let investors to have total freedom investing in this amazing market, with such action is like telling the world this country is not as confident as before any more!
there's always risks in investment,bigger return higher the risk, it's just common sense, I understand the words
This is not fair, and it restricts my ability to take part in free commerce. It is my responsibility for my own actions, protecting people from themselves does nothing but creates an elite system that affords no opportunity to the layman.
I should be able to choose how I invest MY MONEY!
I should not have regulations or restriction that a group of people whos sole aim would be to justify their
This is unwarranted, unjustified, and unnecessary. Investors should be able to make their own decisions about what they invest in, and when, and how. Fund family vendors provide all the information necessary about their product(s) to let any investor who TAKES RESPONSIBILITY for THEMSELVES for their actions to understand clearly what they are investing in, and the risks inherent in that
the leveraged funds, both long and short the underlying, are important tools in portfolio construction. The open and free markets and skill sets should determine the winners and losers, not selected regulations. And we the investors should have to be responsible for our own actions, whether the results are good or not. Nor should we be subjected to pass an exam of sorts to qualify. The current
The Communications with the Public section of the 2023 Report on FINRA’s Examination and Risk Monitoring Program (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
