TO: All NASD Members and Other Interested Persons
EXECUTIVE SUMMARY
The Department of the Treasury has finalized amendments to the implementing regulations of the Bank Secrecy Act. Also known as the "Currency and Foreign Transactions Reporting Act of 1970," these regulations govern the financial recordkeeping and reporting of currency and foreign transactions. The amendments, which
Beginning Friday, September 29, 2023, an enhancement to the client certificate request process will be introduced, and FINRA API clients will have additional encryption options during their recertification process. Clients will still be able to retain the client certificate size of 1024 bit, but will now be given choices to increase this size upon a certificate renewal.
Please see the technical
I want to have freedom to choose my investments, there is disclosure of risk already before any "risky" asset can be purchased.
I do NOT support further requirements to trade these securities, I should be the one making decisions about risk I am willing to take.
Leveraged and inverse funds play significant role in my trading strategy and investment strategy and can not be
I oppose the proposed restrictions on leveraged or inverse funds. To me, those funds are invaluable in allowing me sometimes invest in a diversified index simulating single stock performance but without single stock risk, especially during earnings season where price gap downs can occur. They also help me easily maintain my portfolio value in market downturns. Please allow me to continue trading
I strongly oppose any regulation on trading leveraged and inverse funds. I use them extensively to build wealth and create an income stream which my wife and I live on. Like any investment vehicle, these carry certain risks. However, I am ok with the risks because I harness the added power they give my trading strategies. It is much easier to profit trading them than individual stocks. I have
Leveraged and inverse funds should be able to be traded by anyone. Its my money and it is my choice on how to spend it. Individuals have the right to spend money and invest how they please. Yes, there could be risks involved but that is my choice. Every investment involves some sort of risk, even the top tech stocks, some of which have declined roughly 80% since their high a year ago. How can an
Dear sir or madam, Individual investors, such as myself should be able to make the investments we want that are right for our families. We should not have to pass tests to invest in leveraged and inverse funds and trade in options. These strategies are critical to my families overall investment strategy as we near retirement age. I depend upon the returns I am able to make by trading in ETF funds
all I trade is leveraged and inverse funds, i'm the little guy stop telling me how to use my money. Please don't force me to have to go to swing trading crypto.
I totally disagree with the proposed steps to limit trading of inverse and leveraged ETFs. It would be reasonable to make the broker warn you about the risks the first time such an investment is made, but not to restrict or delay a trade.
This data provides trading volume in U.S. Treasury securities reported to TRACE for the prior month.
View Data
About the Data
Data Sources
TRACE (Trade Reporting and Compliance Engine), the FINRA-developed vehicle that facilitates the mandatory reporting of over-the-counter transactions in eligible fixed income securities.
Data
