To whom it may concern,
Please to not restrict the ability for individuals to trade leveraged securities. Please let individuals assume the risk to that they wish to carry. Disclaimers already exist describing the risk of such securities and the type of trading involved.
I have been trading for a couple of decades whether it being "Long or Short" leveraged funds. I don't need some regulator to tell me that I'm not sophisticated enough to trade my accounts. I highly oppose these regulations.
I think it is important to use inverse and leveraged funds as part of my trading strategy. I would like to be able to do my own investing without being limited by those trying to restrict my trading options.
GUIDANCECorporate Debt SecuritiesSUGGESTED ROUTINGKEY TOPICSCorporate FinanceLegal and ComplianceOperationsSenior ManagementTechnologyTrading and Market MakingTrainingDebt SecuritiesDissemination of Transaction InformationOperationsRule 6200 SeriesTRACE RulesTransaction ReportingExecutive SummaryOn September 3, 2004, the Securities and Exchange Commission (SEC or Commission) approved
The purpose of this Election Notice is to announce the nominees for the District Committees and the District Nominating Committees.1
The individuals identified in this Notice have been nominated for the District Committees and District Nominating Committees, for terms beginning in June 2008. The term of office for District Committee members is three years, unless an individual was selected to
(1) The leveraged and inverse funds offered by financial institutes provide excellent investment opportunities and give us financial security. Surely, the investors should aware of their risk and reward. Just like any investment that no investment can guaranty their future performance. However, the regulation should not limit the high potential to have the maximum return. (2) Talking about the
I would like to say that I like the Leveraged and Inverse Funds from Derexion. They allow the regular investor a change to trade both sides of the market. This is critical because of machine trading by Hedge funds. Thanks Greg Maher
With over 20,000 companies whose shares trade either on a U.S. exchange or in over-the-counter markets, there’s ample room for confusion. Fundamental research and an understanding about the way in which stocks are listed and traded can go a long way toward helping you make sound investment decisions.
This is a disgusting overreach by the government.
Retail investors and retail traders should be allowed to invest and trade in whichever financial products that are available to them. We sign numerous disclosures and acknowledge numerous warnings that are standard and provided by our brokerage platforms. We have the capacity to engage in this and should be allowed to take risks as we see fit, and