This stupidity is typical of the type of infantile regulations we see when a liberal government resides in DC. Big Brother is alive and well at FINRA!!!!
Please leave well enough alone. If you want to do some restricting then restrict Congress and their families from front running stocks.
I support these initiatives. Full reporting on naked shorting as well. Heavy enforcement of shorting regulations and of these initiatives.
I believe this is a great idea to add transparency to the market place, and to add more TRUST to the market as well.
Last Voting Date: April 23, 1993"
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Senior ManagementLegal & Compliance
Executive Summary
The NASD invites members to vote on a proposed amendment to the NASD By-Laws and Rules of Fair Practice to make all rule approval procedures under the NASD's By-Laws uniform (presently some need only Board approval; others need full membership approval) and to
Thank you, Bill [Press], and good morning, everyone. It's great to be here with you.
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to: (1) amend Form CMA (Continuing Membership Application Form) required under Rule 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) to conform to amendments to the Membership Application Program (“MAP
When you retire, you begin to take income from your defined benefit pension or defined contribution plan. You may also take income from a Social Security account. Learn about the payout options from each source and what each means for your personal situation.
XPP stands for eXtreme Parallel Processing. For larger systems with more complicated code, XPP helps achieve parallelism on the cluster at the lowest possible level i.e. individual queries to achieve maximum possible utilization.
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Senior Management
Internal Audit
Legal & Compliance
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Executive Summary
The Department of the Treasury (Treasury) is adopting final rule amendments to the Bank Secrecy Act (BSA) effective January 1, 1996. In two separate actions, Treasury is making changes that will facilitate tracing funds through the wire-transfer process. One rule
