No transparency is desperately needed in order for retail investors to stand q chance. Please look into trading trends on AMC and GME. We cannot see data of what is happening when being naked shorted, or what is occurring on the ATF or dark pool markets. Somehow AMC in particular tends to go down in price, even though there are more people buying than selling on most days. This tells me the
It is completely demoralizing as a retail investor to see what goes on with the stock market manipulation via shorting, off-exchange trading, and lack of reporting on short positions. The market is only fair if you have enough money to play. The fact that institutions can trade off exchange, use a million different tactics to short a stock (especially high frequency trading), and get fined
Comments: I am a small, (60K portfolio) non-commercial investor, approaching retirement, and I believe FINRA's attempts to require enhancements to current rules on Leveraged and Inverse ETFs (L&I Funds) unnecessarily limits investor choice. Such ETFs are an essential part of my portfolio. FINRA adoption of a more restrictive stance on non-commercial investors ability to buy
Comments: I am a self directed trader like millions of others. I fully understand the risks and conditions under which I trade. The L &I trade is a vital part of my investment strategy. It would be wrong to limit access to traders like me.
I wish to object to the actions that FINRA is in the process of adopting. I have been trading this type of vehicle for the last 15 years or more and have found no reason that your requirements are meaningful. I request that you make no changes to the current trading rules!
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These comments are in regard to FINRA's Regulatory Notice 22-08 request for comments.
I am a non-professional, active investor who monitors and manages my personal portfolio every day. As such, it is important to allow active investors like myself to make their own determination of what products to use at what time to achieve their financial goals. Individual investors, not regulatory
SEC Approves Amendments to FINRA Trade Reporting Rules
TO: All NASD Members, NASDAQ Issuers and Other Interested Persons
LAST DATE FOR COMMENT: MARCH 23, 1986
The National Association of Securities Dealers, Inc. (NASD), requests comments on a proposed amendment to Schedule D of the NASD By-Laws that would authorize the NASD to halt over-the-eounter trading in a NASDAQ security pending the dissemination of material news by the issuer. Schedule D
I am well aware of the risks with trading leveraged funds. This right should not be regulated! It is not any riskier than trading options or and other investments. The individual has a right to take the risks. DO NOT CENSOR OR TAKE AWAY MY RIGHTS TO CHOOSE!!!!!!
