You should not limit my ability to invest in any fund I chose.
I invest in leveraged funds when the market index goes well below where I thin it should be and expect increased returns when the market recovers.
This Friday – July 1, 2022 – will mark the 20th anniversary of FINRA’s Trade Reporting and Compliance Engine, known as TRACE to everyone in the fixed income industry and regulatory community. TRACE is FINRA’s real-time, over-the-counter price dissemination service for the fixed-income market, bringing transparency to the debt markets, including corporate and agency debt as well as asset- and
The correct mechanism for correcting these issues is through risk disclosure, which is already done.
I am well aware of the risks and do not want additional obstacles in investing, with the end result of limiting access of financial products to the most privileged.
Please continue to allow retail investors to invest in leverage and inverse ETFs, as well cryptocurrency ETFs. Retail investors are aware of what they invest in and are taking full responsibility for their own action. It is their freedom and this freedom should not be taken away.
Comment Period Expires October 3, 1994
SUGGESTED ROUTING
Senior Management Corporate Finance Institutional Legal & Compliance Mutual Fund
Executive Summary
The NASD requests member comment on proposed amendments to Article III, Sections 26 and 29 of the Rules of Fair Practice that would revise existing rules applicable to the sale of investment company securities and establish new
I oppose restrictions on my right to invest and trade in public investments such as leveraged and inverse funds. I would like to continue to use these vehicles to generate profits as well use them for hedging my open positions. Thank you.
Dear sirs, I am a small investor, however I should still have the right to purchase inverse funds. If big players have the ability to short the market, I should be able to buy inverse funds as well. Please reconsider.
The individual small investor should have access to any and all investment vehicles available without arbitrary restrictions. This includes leveraged and inverse instruments as well as institutional products if the individual has sufficient capital to invest in these products.
I understand there are risked to crypto as well as other investments. Do not limit my choices. If I want to invest, I should have that freedom. Goverment has a track record of screwing things up when they get involved. Limited oversight is best.
Dear FINRA
I am an investor focused on growth, I am heavily invested in leveraged funds and have done quite well with it.
While this is not for everyone it should not be limited to those who are good at it, Please do NOT limit my opportunities to prosper.
