Dear Sir/Madam, I oppose this regulation as it would limit my ability to trade the ETF which others could trade. It is a clear discrimination between mid level families and rich families. In a country like USA who always believed in the equality MUST not introduce such regulations. Thanks Koshal Garg [REDACTED]
I would like to choose my own investment strategies without being told how to invest. There is no reason to go through any process to trade something I have traded hundreds of times. Inverse funds and leveraged funds are part of investing and I do t need regulation on something that I completely understand already.
I am against the passage of Proposed Rule #S7-24-15. I have found leveraged and inverse ETF's easy to understand and trade. The risk involved in high beta stocks can be higher. I prefer to trade long in lieu of short selling and puts. Inverse EFT's are my vehicle for being long but bearish.
(a) Compliance with Quoting and Trading Restrictions
(1) Member Compliance
Members shall establish, maintain and enforce written policies and procedures that are reasonably designed to comply with the applicable quoting and trading requirements of the Plan.
(2) FINRA Compliance
FINRA systems will not display quotations in violation of the Plan and this Rule.
(3) Pilot Securities That Drop
The Best Execution Outside-of-the-Inside (BE) report card is a monthly status report detailing the number of transactions reported to a FINRA Facility (i.e., a FINRA Trade Reporting Facility or FINRA's Alternative Display Facility) in which your firm participated that were executed Outside-of-the-Inside market in apparent violation of the Best Execution Rule. If non-compliance with the Best
I've been trading TQQQ, a leveraged ETF for years. This fund is very important to me and my family. I fully understand the risks and potentials in trading leverage funds. As an individual investor, I should be able to choose my own investment strategy and don't need any special measurements imposed. Thank you!
Comments: Please do not limit access to retail individual investors nor materially change the current structure of these funds. I use these funds both with short- and mid-term focus as a swing trade investor, and these funds have become a key strategic element to my brokerage trading strategy complementing long-term holding strategies.
I have been a member and executive of the Chicago Board of Trade and served as the Chairman of the DOW Jones futures committee for 40 years. I believe it is in the best interest of if FINRA the SEC to allow inverse ETF products to be continued to be freely traded. It give the investors the ability to hedge risk of current equity holdings or there 401-ks
Please do not restrict my access to L&I Funds or to disqualify you from trading L&I Funds or other "complex products".
I understand that these are for short-term active trading, and that they should be monitored regularly.
My brokerage firm already provides several warnings and requirements in connection with my investments in L&I Funds, and
Hello whoever is reading this, hope your day is going well. I am a young investor with a few years experience actively trading and learning about financial products. Even though you're looking at making changes to how a wide range of complex derivate products are regulated, but I would like to talk specifically on leveraged products as they are what I am most familiar with. I'll refer
