I object to applying restrictive regulations to investors trading in ETFs that are leveraged to 2x or 3x. The same for those ETFs that are reversely indexed. The reverse investment ETFs are an especially convenient and efficient alternate to the "shorting" of stock trades. Do not differentiate between leveraged or reversed ETFs and the usual form of ETFs. Simply leave a good thing as it
- My broker already has established adequate risk assessment, risk level determination, and trade warnings / education that allow me to trade options, inverse and leveraged etfs/funds/etns, etc. - I – not regulators – should be able to choose the public investments that are right for me. - Public investments should be available to all of the public, not just the privileged.
Ive been investing for almost a decade. I understand the risk of using leveraged and inverse ETFs. I am making the choice to trade them with the understanding that I can lose a lot of capital but I should be allowed to make my own decision. Cigarettes and alcohol are far riskier than trading stocks, but theyre still bought and sold.
SUGGESTED ROUTING*
Senior ManagementLegal & ComplianceOperationsTrading
*These are suggested departments only. Others may be appropriate for your firm.
IMPORTANT
EXECUTIVE SUMMARY
Participation in the Securities and Exchange Commission-approved Automated Confirmation Transaction (ACT) service will become mandatory for all self-clearing firms during the first quarter of 1990. The
Hello whoever is reading this, hope your day is going well. I am a young investor with a few years experience actively trading and learning about financial products. Even though you're looking at making changes to how a wide range of complex derivate products are regulated, but I would like to talk specifically on leveraged products as they are what I am most familiar with. I'll refer
Summary
This Notice provides information to assist market participants in understanding the short sale volume data published on FINRA’s website. FINRA is aware that some market participants, including investors, may occasionally perceive the percentage of short sale volume to be unusually high or inconsistent with reported short interest data. This perception may cause market participants to
SUGGESTED ROUTING
Senior Management
Legal & Compliance
Operations
Research
Trading
Training
Executive Summary
On August 9, 1995, the Securities and Exchange Commission (SEC) approved a new Interpretation to Article III, Section 1 of the Rules of Fair Practice that prohibits a member firm from purposefully adjusting an inventory position in a particular security in anticipation of
Effective Wednesday, September 1, 2021, FINRA OATS Rules will be deleted from the FINRA rulebook. See Regulatory Notice 21-21 and OATS retirement notice.
As part of the proposed rule change to delete the OATS Rules from the FINRA rulebook, FINRA made conforming changes to the rules relating to FINRA’s Alternative Display Facility (ADF), Trade Reporting Facilities (TRFs) and
Dear Sir or Madam,
I am sending this email in support of retaining the right and ability to invest in leveraged and inverse funds.
No one should enforce limitations to our trading capabilities in such ETFs. I should not be submitted to any testing or financial stratification before I am able to proceed with such trades.
Please update me regarding the progress of this issue.
I an a average Joe Trader and Have been trading for over 40 years. I don't need the government telling me what I can or cannot trade. the governments job is to keep things fair for everyone also make sure the the average trader has the same data and info as the professional traders.
Thank you for your time
