Please note: The following information is intended to provide a general overview of the permitted activities of various registration categories, but it is not an exhaustive list. Please refer to Regulatory Notice 17-30 and FINRA Rule 1220 for further details.
Series 4 - Registered Options Principal Examination (OP)
Covered activities include supervising a member's options
I don't understand why people can be allowed to invest their life savings into a single stock that may crash and go to zero, but leveraged etfs are where we draw the line? People are always going to find a way to be risky in the stock market, leverage is one of the more well thought out ways to do it.
I feel perfectly well qua lied to make this kind of financial decision on my own without the meddling disinterest of a bureaucracy trying to find ways of enhancing their chances to remain viable. Get your hands off and take care of what you have to do NOW. You are not doing a good job as is.
This is troublesome. Privatizing public investment resources is not a reasonable measure. There is literally no precedence in place to support the proposal, much less to enact it. Steering anyone who wants to choose their own investment path, over to brokerage is evidence of foul play among the elite. This wont go well, not will it hold up in the legal process.
It is a violation of privacy for the feds to interfere or restrict an individuals legal financial transactions. People not regulators should be able to choose the public investments that are right for citizens and their family. Public investments should be available to all of the citizens, not just the privileged. The people are capable of understanding cryptocurrency funds such as BITO and
I am very much opposed to proposed rule #S7-24-15. As an active investor I strongly object to any legislation or rulings which impede my ability to invest in vehicles which I deem beneficial to me. If we limit or prevent our economic freedoms , our political freedoms will soon be limited as well.
Leveraged and inverse funds are important to my investment strategy to help hedge against loss during economic downturns. I know that my portfolio is well protected with these hedges and I have a right to invest in these funds. The privileged shouldn't be the only people that can protect their portfolio from loss. These restrictions should not be put in place.
SUGGESTED ROUTING*
Senior ManagementLegal & ComplianceOperationsTrading
*These are suggested departments only. Others may be appropriate for your firm.
SEC REQUEST FOR COMMENTS
EXECUTIVE SUMMARY
The Securities and Exchange Commission (SEC) has proposed Rule 15c2-6 to address fraudulent, deceptive, or manipulative acts and practices used in connection with high-pressure telephone
I use leverage to build capitol. With the exception of the January, February 2022 pivot in the market I have done very well in leveraged accounts. Perhaps a limit of 30% of your total account should be available for leverage would be a better solution for those who tend to leverage to much. Thank you for your consideration.
Max
Please do not restrict what I may do with my investments. Small investors should not have to pass tests to show their intelligence concerning anything they choose to invest in. All investments should be available to us. I do not need or want these restrictions imposed on me, as I'm sure many of my peers feel as well.
