FINRA Designates Additional Index Available for Conventional Equity Options Position Limits Calculation
SEC Approves Amendments to Require Firms to Report OTC Transactions in Equity Securities as Soon as Practicable, But No Later Than 10 Seconds, Following Execution
Upcoming FINRA Board of Governors Election
FINRA Provides Guidance on Communications With the Public Concerning Unlisted Real Estate Investment Programs
New Rate for Fees Paid Under Section 31 of the Exchange Act
2013 GASB Accounting Support Fee to Fund the Governmental Accounting Standards Board
FINRA and ISG Extend Effective Date for Certain Electronic Blue Sheet Data Elements
Reduction of Reporting Times for Agency Pass-Through Mortgage-Backed Securities Traded TBA
SEC Approves Amendments to FINRA Rule 6730(d)(2) Requiring Firms to Report Factor in Asset-Backed Securities Transactions Executed in Agency Capacity and Subject to Commission Charges
Continuing Education Planning
