Governement fools OVEREACH as usual - back off - investors can handle the risk - we don't need "mommy and daddy" to stick their unwanted nose in . I have been investing since 1986 and understand accpet RISK.
The correct mechanism for correcting these issues is through risk disclosure, which is already done.
I am well aware of the risks and do not want additional obstacles in investing, with the end result of limiting access of financial products to the most privileged.
Every investment caries risk; the products sold through ProShares discloses the risks of their products. I dont not feel it is necessary to make purchasing a product more difficult. I sue the products to help balance my portfolio. I appreciate leaving things as they are.
Executive Summary
NASD is concerned about the number of increasingly complex products that are being introduced to the market in response to the demand for higher returns or yield. Some of these products have unique features that may not be well understood by investors or registered persons. Others raise concerns about suitability and potential conflicts of interest. While NASD has and will
There is no risk to trade such as tqqq if there is no use margin. I have lots of tqqq, if you regulate it what I do with that? Force close it at low to reduce my risk? Of cause that will kills me instead protecting me. Please do not regulate or limit it!!!
I am fully aware of the risks of investing in leveraged and inverse funds. I am on a long-term strategy and plan to continue to invest in these ETFs in the future. Please understand that is unfair to prevent me from investing in these ETFs in the future at my own risk.
Please do not restrict the use of leverage/inverse funds. I understand the function of these funds and the risks involved. I am capable of mitigating the risk and use the funds when they present a particular advantage. These funds can be a significant importance in moving around the markets.
Background
Examinations are central to FINRA's regulatory operations, and they are one of the principal means by which the organization protects investors and promotes market integrity. FINRA's examinations also aim to provide valuable feedback to firms on areas for improvement and best practices based on insights we have gathered from examining others in the industry.
FINRA has
I am capable of reading a prospectus that notes risks and I have the ability to accept or reject those risks. Abusing the rights of small traders is not a way to improve the markets. I suggest that you direct your efforts toward the Big Five and their trading abuses.
Summary
Exchange-traded products (ETPs) provide different types of exposure to the oil market through several product structures, which some investors or investment professionals might not understand.1 Moreover, the performance of such products may be linked to unfamiliar indices or reference benchmarks, making them difficult for the average investor to comprehend. In particular, a
