FINRA TRACE Fact Book Archive
Account Administrators (AAs) in the FINRA Entitlement Program are responsible for creating, maintaining and deleting their organization’s user accounts, and following the policies and procedures that are required by the Program.
The FINRA Board of Governors will consider the following rulemaking items at its April 2012 meeting.
The FINRA Board of Governors will consider the following rulemaking items at its February 2012 meeting.
The FINRA Board of Governors will consider the following rulemaking items at its December 2011 meeting.
Today in the United States, nearly 40 million people are age 65 and older. This number is expected to more than double to 89 million by 2050.
The FINRA Board of Governors will consider the following rulemaking items at its September 2011 meeting.
The FINRA Board of Governors will consider the following rulemaking items at its July 2011 meeting. After the July 14 meeting, FINRA will notify firms via email about the Board’s actions on these items and anticipated next steps, if any.
The FINRA Board of Governors will consider the following rulemaking items at its April 2011 meeting. After the April 14 meeting, FINRA will notify firms via email about the Board's actions on these items and anticipated next steps, if any.
The following information applies only to service providers that require access to File Transfer Applications on behalf of FINRA member firms.
