DO NOT RESTRICT OR OTHERWISE HINDER MY ACCESS TO LEVERAGED AND INVERSE ETFs.
I should be able to freely choose my risk tolerance as well as methods of hedging my risks and enhancing my returns. I should not be required to go through any special process to use leveraged or inverse funds. They are valuable tools in my toolbox to adjust my risk based on market conditions and portfolio.
I use leveraged and inverse funds to offset other trades I'm making all the time. Please do not take them away from all us people who are trying to make enough to retire without having to work well into our seventies. This should not be something you decide. It should be up to the Investor, not someone who has no idea what is best for someone else.
I would expect firms, banks, funds, institutions to have to disclose short positions as well as naked short interest as it directly affects company stock value which affects investor's investments. Make it a rule and enforce it.
I agree that there need to be guardrails in place to protect inexperienced investors from using leveraged and inverse funds as high risk gambles that could blow up their accounts, but I also think that these types of funds add value to the market as well as liquidity. Therefore, I hope that these funds will not be taken away, but simply changed to require some type of training or confirmation of
To Whom it May Concern. I do not like the current SEC to be changing the rules. In a democracy, people should have a right to invest their money as they see fit. Government is not responsible to protect people from everything. In the world of the financial markets, investors must follow the rule of Caveat Emptor. If government becomes too regulatory in a capitalist economy, then it is no longer a
I oppose this legislation. Individual investors should be able to choose the publi investments that are right for my family. We should not have to be subject to any special process like passing a test before you can invest in public securities, like leveraged and inverse funds. Leveraged and inverse funds are important to my investment strategies and work very well to hedge my other investments.
The Crowdfunding Offerings: Broker-Dealers and Funding Portals topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
The Liquidity Risk Management topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
Leveraged and inverse funds are an important part of an investment strategy. They can help to reduce risk as well as boost returns when combined with a balanced, diversified portfolio. Like all investment vehicles, they can be used improperly, but this fact should not be used to restrict trading or especially to limit them to high-income investors. It is not fair to give accredited investors such
Summary
FINRA has adopted amendments to Rule 6730 (Transaction Reporting) to: (i) require members to report transactions in U.S. Treasury securities to FINRA’s Trade Reporting and Compliance Engine (TRACE) as soon as practicable but no later than 60 minutes from the time of execution; and (ii) require members to report electronically executed transactions in U.S. Treasury securities to TRACE in
