For investors with exposure to a diversified portfolio, the ability to take advantage of changing market conditions and to hedge existing positions is without restructuring allocations or employing short sales, option, or commodity trades is essential to proper investment management. Inverse, and leveraged ETF's and Mutual Funds are the easiest and least expensive product for this purpose.
Another invasion of Americans personal freedom. Leveraged and inverse funds are publicly traded and have been approved
for the public to trade. I understand the risks and have an understanding of these entities. There is no need to impose any kind of regulations or added requirements to any tools I use in my investment strategies.
How about the Financial Industry Regulatory Authority employees
I believe it to be unjust for FINRA to restrict the trading availability for certain products. As a trader of leveraged funds, I understand the risks associated with them. This is not where the entirety of my portfolio lies, but even it was I should have the right to allocate my funds however I may choose. I see your interest in limiting risk potential for traders, however I also believe it
Comment Period Expires June 15, 1994
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Executive Summary
The Board of Governors of the NASD is soliciting member comment on a proposed Interpretation under Article III, Section 1 of the NASD Rules of Fair Practice whereby it would be considered a violation of
This is targeting retail investors and there ability to trade. We are already at a disadvantage to large investment firms as we cannot trade after hours like they can. I personally have hedged myself against a down market. This is a direct attack on my ability to time a down market and change my life. If you decide to take these measures you are making a clear statement to the American people
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Martin Luther King, Jr., Day: Trade Date-Settlement Date Schedule
The schedule of trade dates-settlement dates below reflects the observance by the financial community of Martin Luther King, Jr., Day, Monday, January 16, 1995. On January 16, 1995, The Nasdaq Stock Market™ and the
(a) When and How Transactions are Reported(1) OTC Reporting Facility Participants shall, as soon as practicable but no later than 10 seconds after execution, transmit to the OTC Reporting Facility, or if the OTC Reporting Facility is unavailable due to system or transmission failure, by telephone to the Operations Department, last sale reports of transactions in OTC Equity Securities executed
FINRA members that trade securities listed on the NYSE ("Tape A"), Amex and regional exchanges ("Tape B"), or Nasdaq ("Tape C") in over-the-counter transactions reported to the FINRA/NYSE Trade Reporting Facility may receive from the FINRA/NYSE Trade Reporting Facility transaction credits based on the transactions attributed to them. A transaction is attributed to a
This data provides market activity as of end of day for structured products, based on transactions reported to TRACE. Tables of aggregated price levels are organized by product type.This end-of-day service represents the full asset- and mortgage backed securities markets and is derived using only actual transacted prices from TRACE, the U.S. over-the-counter bond market mandated regulatory
Data Definitions for Bond Market Sentiment. Data fieldDefinitionAll SecurtitiesData on All TRACE eligible securities reported on the day and disseminated.Customer BuyData calculated on all trades reported to TRACE and disseminated where the reporting firmindicates it bought from a customer who is not a FINRA member firm. Customer SellData calculated on all trades reported to
