Wow. Looks like if you enact all of these, you might have some idea of how much you colossally failed to do your job. The total inadequacy of security regulation in the USA should make every past and present employee of these organizations embarrassed. People saw this before and had to just take it... one man against the population. Now, you cannot silence us and we ll expose every corrupt member
I am Barry R. Goldsmith, Executive Vice President for Enforcement of NASD Regulation, Inc. (NASDR). NASDR and its parent, the National Association of Securities Dealers, Inc. (NASD®), would like to thank the Subcommittee for this opportunity to testify at today’s hearing.
Please shows short-sell study in chart like green and red candle bars for inflow and outflow add another color bars for short-sell and covered shorts in real-time. Including dark-pool buy and sell.
Thank you for considering these changes and taking an interest in retail investor opinions about them. I will keep it brief. First, it is no secret that stock shorting has become a practice that works in a way that is predatory to American businesses. Second, with decades of deregulation within financial markets the people who do engage in the more predatory forms of shorting have used antiquated
Al actions happening in the market should be available for everyone investing. There should be no dark pool that doesn't show up on the public exchanges. All short positions should be available to the public on a daily basis.
With all of the technology today short sale positions should be reported daily. There’s no way you can tell me that we can put a rover or Mars but can’t count shares of stock.
I am the holder of AMC stock,there is too much short selling,naked shorting,fail to deliver,computer generated Algorithms,manuplation,delay in buying shares,routing the buying of shares to citadel by brokers like Robinhood and sharing of info with hedge funds
Please look into the manipulation that is hurting retail investors in the AMC and GameStop stocks. The short selling and dark look trading on these stocks is absolutely out of control and prevents a true free market for retail investors.
I would like to see daily short interest reported with one hundred percent transparency. Not self reported with omissions, so that we can understand natural price movent in stocks without manipulation.
GUIDANCEContinuing EducationSUGGESTED ROUTINGKEY TOPICSContinuing EducationLegal & ComplianceRegistrationSenior ManagementContinuing EducationFirm ElementExecutive SummaryThe Securities Industry/Regulatory Council on Continuing Education (Council) has issued the annual Firm Element Advisory, a guide for firms to use when developing their continuing education Firm Element training plans.
