I am against this proposed rule.
Vehemently opposed to new rules
I strongly appose any such rules!
Proposed Rule Change to Amend the Customer and Industry Codes of Arbitration Procedure Relating to Motion Practice
Rulemaking Items for Discussion at the February 2014 Meeting
FINRA Provides Guidance on New Rules Governing Communications With the Public
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Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 9231 to provide for the compensation of all panelists that serve in connection with a FINRA disciplinary hearing, regardless of whether it is an Extended or non-Extended Hearing.
NASD is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change proposing (1) amendments to the transaction reporting rules relating to the NASD/NSX Trade Reporting Facility (the "NASD/NSX TRF"), the NASD/BSE Trade Reporting Facility (the "NASD/BSE TRF") and the NASD/NYSE Trade Reporting Facility (the "NASD/
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to adopt NASD Rule 2790 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) as FINRA Rule 5130 in the consolidated FINRA rulebook, with only minor changes.
