Every day, millions of equity trades are made off the major stock exchanges in what’s known as over-the-counter (OTC) trading. It’s a massive part of the global financial market, with OTC trading in certain types of financial products accounting for billions of dollars in trades daily. Learn more about OTC trading in equities and the unique risks that may be involved.
We the public, not regulators should be able to choose
the public investments that are right for ourselves and our family.
Public investments should be available to all of the public, not just the privileged.
I have the right to share my views, but the regulators are required to take my comments into consideration in deciding whether to move forward.
Thank you for taking action.
LIST OF
It does not make any sense to create legislation to make investing more exclusive, especially if it rules out the very people you espouse to "protect". The last thing we the people want from FINRA is to make investing yet more of an exclusive club for the elites. It is honestly disgusting that you are pursuing legislation in this domain given the glaring issues which have come
Taking away my ability to purchase inverse and leveraged ETFs is insulting to the retail investor. The current tools available to today's investors have leveled the playing field, with retail having the ability to use tools unavailable in the past. These tools allow me to offset my core positions without having to sell the underlying securities. They also allow me to participate in the
My online broker just made me aware that regulations are being considered that would put additional restraints on my ability to trade leveraged and inverse ETF's. I object to what is unnecessary.
Following the logic the next step would be to put restraints on all online trading to the public. Then investments would be back to only being managed by brokers. Progress was made when
With the increasing encroachment of criminal activity by members of the US government abusing their power and positions to use the public's lack of understanding concerning their Constitutional Rights and the Laws of this Country combined with the increasing destruction of our Democracy and the control that has been gathered by these criminals and it's detrimental effects on our country
I not regulators should be able to choose the public
investments that are right for you and your family.
Public investments should be available to all of the public,
not just the privileged.
It is very important that you express your views in your own
wordsyour comments are more likely to be taken seriously
by FINRA if they reflect your own experience and perspective.
Not only do you
Retail investors are losing faith in the market. I urge you to take action to regularly disclose all short positions, whether genuine or synthetic (through married options, for example) on a weekly basis. This will allow individual investors to make more informed decisions about which companies they should invest their money in and will resolve the question of whether bad actors are using illegal
Rule Filing Status As Of July 7, 1999
NASD Rule Filing Status
The following is a list of rule filings by the National Association of Securities Dealers, Inc. (NASD® or Association) that are either pending at the Securities and Exchange Commission (SEC) or recently have been approved by the SEC and have not been announced in a Notice to Members. The information is current as of July 7,
Gentlemen, I am a fully accredited investor who selects from wide body of publicly available investments, including currencies, commodities, equities, and fixed income, both long and inverse, predominantly through ETF's. I fully understand the risks inherent in investing, especially the ramifications of investing in inverse funds, which reset daily. I use inverse ETF's to hedge and